RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Primerica Advisors
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Primerica Advisors national BD | Hearthstone Financial Group state registered | Ephrata, Pa +1 | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2026 over 6 d |
| 3 | Primerica Advisors national BD | Osaic Wealth, Inc. BD affiliated | Scott Depot, Wv +2 | Affiliated broker-dealer or bank to another | Nov 21, 2025 over 3 d |
| 3 | Primerica Advisors national BD | Osaic Wealth, Inc. BD affiliated | Hurricane, Wv +2 | Affiliated broker-dealer or bank to another | Oct 17, 2025 over 3 d |
| 2 | Primerica Advisors national BD | Osaic Wealth, Inc. BD affiliated | Ballwin, Mo +1 | Affiliated broker-dealer or bank to another | Oct 11, 2024 |
| 2 | Primerica Advisors national BD | LPL Financial LLC BD affiliated | Metairie, La +1 | Affiliated broker-dealer or bank to another | Mar 26, 2024 over 3 d |
| 3 | Primerica Advisors national BD | LPL Financial LLC BD affiliated | Shreveport, La | Affiliated broker-dealer or bank to another | Nov 15, 2023 over 1 d |
| 2 | Primerica Advisors national BD | Cpr Investments Inc independent RIA | Briarcliff Manor, Ny | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 over 13 d |
| 2 | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Lawrenceville, Ga | Affiliated broker-dealer or bank to another | Dec 16, 2022 |
| 6 | Primerica Advisors national BD | Terra Wealth no RAUM | Wausau, Wi | Affiliated broker-dealer or bank to a newly registered adviser | Sep 20, 2022 over 13 d |
| 5 | Primerica Advisors national BD | Terra Wealth no RAUM | Gilbert, Az +2 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2022 over 4 d |
| 6 | Primerica Advisors national BD | Terra Wealth no RAUM | York, Pa +2 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 |
| 2 | Primerica Advisors national BD | Terra Wealth no RAUM | Dallas, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Aug 8, 2022 over 4 d |
| 3 | Primerica Advisors national BD | Terra Wealth no RAUM | Nashville, Tn +2 | Affiliated broker-dealer or bank to a newly registered adviser | Jun 8, 2022 over 8 d |
| 2 | Primerica Advisors national BD | Vaikus Advisory Group, LLC unclassified | Cumming, Ga | Other | Dec 13, 2019 |
| 2 | Primerica Advisors national BD | LPL Financial LLC independent RIA | Roanoke, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 over 14 d |