DFX Intelligence
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Team lift-out
6 advisors left U•• F•••••••• S••••••••• L•• for C•••••••• F••••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Chad Mclane | Tomball, Tx | Jan 20, 2023 | Jan 19, 2023 |
| Frank Andrew Mclane | Tomball, Tx | Jan 20, 2023 | Jan 19, 2023 |
| James L Schulmire | Tomball, Tx | Jan 20, 2023 | Jan 20, 2023 |
| Matthew Thomson Mclane | Tomball, Tx | Jan 20, 2023 | Jan 19, 2023 |
| Patrick York Mclane | Tomball, Tx | Jan 20, 2023 | Jan 19, 2023 |
| Todd Wayne Mclane | Tomball, Tx | Jan 20, 2023 | Jan 20, 2023 |
The rule
- Registrations ended
- Jan 20, 2023
- Registered next
- Jan 19, 2023 to Jan 20, 2023
- Branch state
- TX
- Cities
- 1, most in Tomball, Tx
- Registered there that day
- 133 (people still on IAPD; an estimate)
- Share of that headcount
- 4.5%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.