RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Centaurus Financial, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Miami, Fl | Affiliated broker-dealer or bank to another | Sep 9, 2025 |
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Annapolis, Md | Affiliated broker-dealer or bank to another | Feb 16, 2023 over 1 d |
| 6 | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | Tomball, Tx | RIA to affiliated broker-dealer or bank | Jan 20, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Biloxi, Ms | Affiliated broker-dealer or bank to another | Mar 16, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Charlotte, Nc | Affiliated broker-dealer or bank to another | Jun 23, 2021 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Lake Charles, La | Affiliated broker-dealer or bank to another | Apr 6, 2021 |
| 2 | Summit Financial Group Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Woodland Hills, Ca | Affiliated broker-dealer or bank to another | Jan 17, 2020 |
| 2 | Ameriprise Financial Services, LLC national BD | Centaurus Financial, Inc. BD affiliated | Draper, Ut +1 | Affiliated broker-dealer or bank to another | Dec 19, 2018 |
| 2 | H. Beck, Inc. other | Centaurus Financial, Inc. other | Henderson, Ky | Other | Sep 22, 2017 |
| 2 | Nfsg Corporation other | Centaurus Financial, Inc. other | Lady Lake, Fl | Other | Sep 18, 2017 |
| 2 | Dfpg Investments, LLC other | Centaurus Financial, Inc. other | Gilbert, Az | Other | Aug 2, 2017 |
| 3 | American Portfolios Advisors, Inc other | Centaurus Financial, Inc. other | Holbrook, Ny | Other | Jun 1, 2017 |
| 2 | MML Investors Services, LLC other | Centaurus Financial, Inc. other | Conshohocken, Pa | Other | Apr 6, 2017 |
| 2 | Financial West Group other | Centaurus Financial, Inc. other | Irvine, Ca +1 | Other | Feb 17, 2017 over 13 d |
| 2 | Cetera Investment Advisers LLC other | Centaurus Financial, Inc. other | San Jose, Ca | Other | Jul 20, 2016 |
| 2 | J P Turner & Company Capital Management, LLC other | Centaurus Financial, Inc. other | Indian Wells, Ca +1 | Other | Oct 30, 2015 |
| 2 | J P Turner & Company Capital Management, LLC other | Centaurus Financial, Inc. other | Fort Meyers, Fl | Other | Oct 30, 2015 |
| 3 | J P Turner & Company Capital Management, LLC other | Centaurus Financial, Inc. other | Atlanta, Ga | Other | Mar 23, 2015 |