DFX Intelligence
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Team lift-out
5 advisors left M•• I•••••••• S•••••••• L•• for G••••• R••••••••• P••••••• L••
BD affiliatedtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles George Breschi | Hunt Valley, Md | Sep 1, 2023 | Aug 31, 2023 |
| Haswell Mccullough Franklin | Hunt Valley, Md | Sep 1, 2023 | Aug 31, 2023 |
| James Ms Franklin | Hunt Valley, Md | Sep 5, 2023 | Aug 31, 2023 |
| William Dunkley Franklin | Hunt Valley, Md | Sep 5, 2023 | Sep 1, 2023 |
| Craig Whalen Ulep | Hunt Valley, Md | Sep 6, 2023 | Aug 31, 2023 |
The rule
- Registrations ended
- Sep 1, 2023 to Sep 6, 2023
- Registered next
- Aug 31, 2023 to Sep 1, 2023
- Branch state
- MD
- Cities
- 1, most in Hunt Valley, Md
- Registered there that day
- 4,245 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.