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Team lift-out

2 advisors left S•••••••• A••••••• L•• for F••••• I•••••••••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Jerome Vance RadersPlano, TxJul 12, 2018Jun 26, 2018
Oanh Hong RodricksWestlake, TxJul 12, 2018Jul 17, 2018
The rule
Registrations ended
Jul 12, 2018
Registered next
Jun 26, 2018 to Jul 17, 2018
Branch state
TX
Cities
2, most in Westlake, Tx
Registered there that day
5,093 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape