DFX Intelligence
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Firm absorbed
11 advisors left W••••••• • C• for R••••••••• C•••••• M•••••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michelle L Pecyna | Oak Brook, Il | Mar 15, 2021 | Mar 1, 2021 |
| Brian James Henderson | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Brian Richard Kamin | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Christy Elaine Pedersen | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Craig Steven Janus | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Maria Ann Schuster | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Mathew Trevor Klody | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Mia Lynn Cardwell | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Michael Angelo Loizzi | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Sarah Anne Madison | Oak Brook, Il | Mar 16, 2021 | Mar 1, 2021 |
| Wayne Maynard Janus | Oakbrook, Il | Mar 16, 2021 | Mar 1, 2021 |
The rule
- Registrations ended
- Mar 15, 2021 to Mar 16, 2021
- Registered next
- Mar 1, 2021
- Branch state
- IL
- Cities
- 2, most in Oak Brook, Il
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape