DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from B•••••••• F••• A••••••• to B•••••••• I••••••••• M••••••••• L••
Not a lift-out: both firms report B••••••••, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
asset managertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David M Frisch | San Francisco, Ca | Apr 11, 2018 | Jan 31, 2017 |
| Dennis William Markey | San Francisco, Ca | Apr 19, 2018 | Feb 9, 2018 |
| Paul John Drakeley | San Francisco, Ca | Apr 19, 2018 | Feb 8, 2018 |
The rule
- Registrations ended
- Apr 11, 2018 to Apr 19, 2018
- Registered next
- Jan 31, 2017 to Feb 9, 2018
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 22 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- One enterprise because
- both firms report B••••••••, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape