DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••• F••• A•••••••
Latest filing May 15, 2026
First filing on the tape Mar 30, 2012 · 78 filings
SEC status approved since Nov 15, 1984
RAUM
$4282B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$535B
derived; firm RAUM over IAPD count
Employees
128
122 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
78 filings and snapshots on the tape
RAUM$4282B as of May 15, 2026
Mar 30, 2012$494B then
HNW client RAUM: $0
State-registered IARs (5.B.3)2 as of May 15, 2026
Mar 27, 201355 then
Employees (5.A)128 as of May 15, 2026
Mar 27, 2013516 then
Private funds: 1
RAUM +21% over the last fiscal year+21% a year over threeIARs 2 to 2offices 5 to 6
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- $535BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$4278B100%
- Pooled investment vehicles$3.2B0.1%
- State and municipal entities$1.4B0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 556reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=44.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• F• G•••• | San Francisco, Ca | Dec 4, 2007 | 22 y | 1 |
| R••• M••••••• S••••• | San Francisco, Ca | Feb 6, 2008 | 25 y | 1 |
| J••• P•••••• H••••• | Atlanta, Ga | Apr 1, 2008 | 29 y | 1 |
| W•••••• S•••• B•••••••• | San Francisco, Ca | Jan 13, 2010 | 26 y | 0 |
| A••• M• H••••• | San Francisco, Ca | Jul 26, 2012 | 20 y | 3 |
| A••••• B•••• H•••••• | New York, Ny | Mar 18, 2013 | 16 y | 0 |
| B•••• P•••••• T•••• | Greenbrae, Ca | Sep 10, 2013 | 29 y | 0 |
| G••• J••• A•••• | New York, Ny | Mar 27, 2014 | 25 y | 2 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount10 left over 36 months
Left, latest
- W•••••• B•••••• B••• to C•••••• C••••• G••••• I•••Apr 13, 2026 · Other
- M•••••• J•••• K•••••• to S••••• W••••• A•••••••• I•••Sep 22, 2025 · Other
- M••••• J••• to E•••••••• W••••• M•••••••••Mar 5, 2025 · Other
- J••••• M• H••••• to T• R••• P•••• A••••••••• I•••Nov 5, 2024 · Other
- D••••• H•••• F•••• to W•••• F•••• A•••••••Nov 5, 2024 · Other
- E•••••••• L•••• D••••• to T•• I••••••••• M••••••••• C•••••• L••Oct 1, 2024 · Other
- A•••• J•••• R•• to N••••• A•••• M••••••••• L••May 7, 2024 · Other
- T•••••• N••••• T••••• to T•• I••••••••• M••••••••• C•••••• L••Mar 11, 2024 · Other
- T••••• P•••••• K•••• to C•••••• A••••••• L••Jan 12, 2024 · Other
- K•••• A••• V••••••• to T•• I••••••••• M••••••••• C•••••• L••Dec 7, 2023 · Other
- K••• E••••• R••••• to U•• F•••••••• S••••••• I•••Jul 5, 2023 · Other
- C•••••••• J•••• N••••• to T• R••• P•••• A••••••• S•••••••• I•••Mar 9, 2018 · Other
- M•••••• T••• R••••• to P•••••••• A•••• M•••••••••Nov 11, 2016 · Other
- J•••• G••••••• C••••••• to C•••••• C••••• G••••• I•••May 17, 2016 · Other
- B•••• M••••• L•••• to M••••••• I••••••••• M••••••••• ••• L••Apr 18, 2016 · Other
Joined, latest
- O••• H••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 23, 2014 · Other
- G••• J••• A•••• from W•••••• S••••••••• I•••Mar 27, 2014 · Other
- T••••• P•••••• K•••• from L•••• A••••• • C•• L••Jan 9, 2014 · Other
- J••••• M• H••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 11, 2013 · Other
- R••• J•••• T••••• from A•••••••• F•••• M••••••••• L••Aug 22, 2013 · Other
- N••• M•••••• K•• from F••••• I•••••••••May 13, 2013 · Other
- B•••• M••••• L•••• from U•• F•••••••• S••••••• I•••May 6, 2013 · Other
- D••••• H•••• F•••• from A••••••• A•••• M••••••••• I•••Sep 25, 2012 · Other
- A••• M• H••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 26, 2012 · Other
- L• Y•• J•••• from L•••• A••••• • C•• L••May 15, 2012 · Other
- W•••••• B•••••• B••• from A••••••••• F•••••••• S•••••••• L••Apr 24, 2012 · Other
- T••••• C••• P•••••• from A••••••••• L•••Oct 17, 2011 · Other
- D••••• W•••••• M••••• from M••••• S•••••• D• I•••Jul 14, 2011 · Other
- I•• A••••• U••• from F••••• I•••••••••May 27, 2011 · Other
- M•••••• T••• R••••• from N•••••• A•••••••• L••Jan 11, 2011 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C••••• T••••••• M•••• M••••• F•••no longer reported | Liquidity Fund | $856M | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• R•••••• L••••••• · D•••••Orcontrolsince 06/2015 · owns less than 5%
- P•••• C••••••• C•••• S•• · Chief Compliance Officercontrolsince 08/2006 · owns less than 5%
- D••••••• R•••••• A••••• · D•••••Orsince 06/2023 · owns less than 5%
- S••••• M••••• · Chief Financial Officersince 02/2023 · owns less than 5%
Entity owners
- B•••••••• D••••••• H••••••• I••• · Sole Shareholder Of Applicantdirect · owns 75% or more
- B•••••••• F•••••••• M••••••••• I••• · Sole Memberindirect · owns 75% or more of B•••••••• H••••• 4• L••
- B•••••••• H••••• 2• I••• · Sole Shareholderindirect · owns 75% or more of B•••••••• F•••••••• M••••••••• I•••
- B•••••••• H••••• 4• L•• · Sole Memberindirect · owns 75% or more of B•••••••• H••••• 5• L••
- B•••••••• H••••• 5• L•• · Sole Member Of 100% Preferred Interestsindirect · owns F of B•••••••• H••••• 6• L••
- B•••••••• H••••• 6• L•• · Sole Shareholderindirect · owns 75% or more of B•••••••• D••••••• H••••••• I•••
- B••••••••• I••• · Sole Shareholderindirect · owns 75% or more of B•••••••• H••••• 2• I••• · public reporting company
Related persons
Schedule D 7.A
- 1••• P•••••• E••••• G•• L••pooled vehicle sponsory
- 1••• P•••••• O••••••••• G•• L••pooled vehicle sponsorn
- A••••• G••••• L••investment advisery
- A•• G••••• H••••••••• G• S•• R•••pooled vehicle sponsorn
- A••••••••• P•••••• C••••• O••••••••• F••• I• •••••••• L•••pooled vehicle sponsorn
- A••••••• H••••••• G•••••• L••pooled vehicle sponsorn
- A••••••• H••••••• I•• ••••••• L••pooled vehicle sponsorn
- A••••••• H••••••• I•• •••••••• L••pooled vehicle sponsorn
- B•• C••••••••• F••• •••••••• L••pooled vehicle sponsorn
- B•• C••••••••• F••• I•• •••••••• L••pooled vehicle sponsorn
- B•• C••••••••• F••• I• •••••••• L••pooled vehicle sponsorn
- B•• C••••••••• F••• V• •••••••• L••pooled vehicle sponsorn
- B•• C••••• P••••••••• •••••••• L••pooled vehicle sponsory
- B•• G••• I•• •••••••• L••pooled vehicle sponsorn
- B•• P•••••• C•••••• 2••• •••••••• L••pooled vehicle sponsorn
- B•• P•••••• C•••••• I• •••••••• L••pooled vehicle sponsorn
- B•• P•••••• C•••••• I•• •••••••• L••pooled vehicle sponsorn
- B•• R••• A••••• •••••••• L••pooled vehicle sponsorn
- B•• R••• A••••• I• •••••••• L••pooled vehicle sponsorn
- B•• B••••• I••••••••• G•• L••pooled vehicle sponsorn
- B•• N•• I••••••••• E••••••• M•••••• O••••••••• G•• L••pooled vehicle sponsorn
- B•• N•• I••••••••• E••••••• M•••••• O••••••••• G•• L•••pooled vehicle sponsory
- B• L•••• G••••• L••pooled vehicle sponsorn
- B•••••••• ••••••• I••••••• L••••••investment advisern
- B•••••••• ••••••••• S•••investment advisern
- B•••••••• ••••••••• B•••investment advisern
- B•••••••• ••••••••• L••••••investment adviserbanknRAUM $70B
- B•••••••• A••••••• ••• L••••••investment advisern
- B•••••••• A•••••••• L••investment adviserbanknRAUM $1096B
- B•••••••• A••••••••• A••••••• •••••••• L••pooled vehicle sponsorn
Advisers that list B•••••••• F••• A••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 8 | 0 | 0 | ||
| New Y•••, Ny | 2 | 0 | 1 | ||
| Boston, Ma | 0 | 0 | 0 | ||
| Huntington Beach, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New Y•••, NY97 employees
- Princeton, NJ17 employees
- Atlanta, GA16 employees
- Philadelphia, PA11 employees
- Boston, MA3 employees
- Chicago, IL1 employees
- Santa Monica, CA1 employees
- Sausalito, CA1 employees
- Wilmington, DE
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 15, 2026RAUM per account of $7,701,842,387 against a peer median of $426,672,517 (326 comparable advisers, 98.0th percentile, 23.9 robust deviations)peers: ASSET_M••••••, $20B and over (326) · 98% percentile
- very h••• RAUM per advisorStatic outlier · filing May 15, 2026RAUM per registered advisor of $535,278,045,870 against a peer median of $3,819,469,289 (75 comparable advisers, 100.0th percentile, 121.8 robust deviations)peers: ASSET_M••••••, $20B and over (75) · 100% percentile
- large related person networkStatic outlier · filing May 15, 2026related persons on Schedule D 7.A of 257.0 against a peer median of 18.0 (428 comparable advisers, 98.0th percentile, 13.4 robust deviations)peers: ASSET_M••••••, $20B and over (428) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 541 to 556Jan 27, 2026 to Mar 31, 2026
- Advisory employees · 120 to 122Jan 27, 2026 to Mar 31, 2026
- BD registered reps · 47 to 44Jan 27, 2026 to Mar 31, 2026
- Employees · 126 to 128Jan 27, 2026 to Mar 31, 2026
- Insurance-licensed employees · 0 to 2Jan 27, 2026 to Mar 31, 2026
- Other offices · 5 to 6Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $3535B to $4282BJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $58B to $3.2BJan 27, 2026 to Mar 31, 2026
- RAUM · $3535B to $4282BJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Accounts · 522 to 541Feb 12, 2025 to Mar 31, 2025
- Advisory employees · 283 to 120Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 294 to 47Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8Feb 12, 2025 to Mar 31, 2025
- Employees · 700 to 126Feb 12, 2025 to Mar 31, 2025
- Insurance-licensed employees · 28 to 0Feb 12, 2025 to Mar 31, 2025
- State-registered IARs · 1 to 2Feb 12, 2025 to Mar 31, 2025
- Other offices · 9 to 5Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $3047B to $3535BFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.4B to $58BFeb 12, 2025 to Mar 31, 2025
- RAUM · $3047B to $3535BFeb 12, 2025 to Mar 31, 2025
- Accounts · 481 to 522Nov 22, 2023 to Mar 28, 2024
- Advisory employees · 319 to 283Nov 22, 2023 to Mar 28, 2024
- BD registered reps · 315 to 294Nov 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 7Nov 22, 2023 to Mar 28, 2024
- Employees · 754 to 700Nov 22, 2023 to Mar 28, 2024
- Insurance-licensed employees · 30 to 28Nov 22, 2023 to Mar 28, 2024
- Other offices · 8 to 9Nov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $2407B to $3047BNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.3B to $1.4BNov 22, 2023 to Mar 28, 2024
- RAUM · $2407B to $3047BNov 22, 2023 to Mar 28, 2024
- Accounts · 471 to 481Sep 1, 2022 to Mar 30, 2023
- Advisory employees · 298 to 319Sep 1, 2022 to Mar 30, 2023
- BD registered reps · 319 to 315Sep 1, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 4Sep 1, 2022 to Mar 30, 2023
- Employees · 710 to 754Sep 1, 2022 to Mar 30, 2023
- Insurance-licensed employees · 49 to 30Sep 1, 2022 to Mar 30, 2023
- Other offices · 16 to 8Sep 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $2757B to $2407BSep 1, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.5B to $2.3BSep 1, 2022 to Mar 30, 2023
Signals
21 dated events
- W•••••• B•••••• B••• left B•••••••• F••• A••••••• for C•••••• C••••• G••••• I••• (registered 2026-05-11)Apr 13, 2026 · Advisor changed firm · fact
- M•••••• J•••• K•••••• left B•••••••• F••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2025-12-16)Sep 22, 2025 · Advisor changed firm · fact
- M••••• J••• left B•••••••• F••• A••••••• for E•••••••• W••••• M••••••••• (registered 2025-04-22)Mar 5, 2025 · Advisor changed firm · fact
- D••••• H•••• F•••• left B•••••••• F••• A••••••• for W•••• F•••• A••••••• (registered 2024-11-01)Nov 5, 2024 · Advisor changed firm · fact
- J••••• M• H••••• left B•••••••• F••• A••••••• for T• R••• P•••• A••••••••• I••• (registered 2024-12-12)Nov 5, 2024 · Advisor changed firm · fact
- E•••••••• L•••• D••••• left B•••••••• F••• A••••••• for T•• I••••••••• M••••••••• C•••••• L•• (registered 2024-10-14)Oct 1, 2024 · Advisor changed firm · fact
- A•••• J•••• R•• left B•••••••• F••• A••••••• for N••••• A•••• M••••••••• L•• (registered 2024-05-24)May 7, 2024 · Advisor changed firm · fact
- B•••••••• F••• A••••••• reported RAUM $3.0T, up 27% from $2.4T (2023-11-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- T•••••• N••••• T••••• left B•••••••• F••• A••••••• for T•• I••••••••• M••••••••• C•••••• L•• (registered 2024-03-25)Mar 11, 2024 · Advisor changed firm · fact
- T••••• P•••••• K•••• left B•••••••• F••• A••••••• for C•••••• A••••••• L•• (registered 2024-04-25)Jan 12, 2024 · Advisor changed firm · fact
- K•••• A••• V••••••• left B•••••••• F••• A••••••• for T•• I••••••••• M••••••••• C•••••• L•• (registered 2024-01-16)Dec 7, 2023 · Advisor changed firm · fact
- Stephen Gary Shedlin (Chief Financial Officer) no longer on Schedule A of B•••••••• F••• A••••••• (listed 2023-05-22, absent 2023-07-06)Jul 6, 2023 · Control person left · inference
- K••• E••••• R••••• left B•••••••• F••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2024-06-04)Jul 5, 2023 · Advisor changed firm · fact
- B•••••••• F••• A••••••• reported 8 offices beyond its principal office, down from 16 (2022-09-01 to 2023-03-30)Mar 30, 2023 · Office count change · derived
- Russell D••••• Waltcher (Director) no longer on Schedule A of B•••••••• F••• A••••••• (listed 2022-09-01, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Douglas Laurence Fink (Chief Executive Officer) no longer on Schedule A of B•••••••• F••• A••••••• (listed 2021-02-17, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Steven R••••• Kapito (President) no longer on Schedule A of B•••••••• F••• A••••••• (listed 2021-02-17, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- J••••• C••••••••• M•••• (General Counsel And Chief Legal Officer) no longer on Schedule A of B•••••••• F••• A••••••• (listed 2021-02-17, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- B•••••••• F••• A••••••• reported RAUM $1.9T, up 28% from $1.5T (2019-10-04 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- B•••••••• F••• A••••••• reported 0 state-registered advisory representatives, down from 39 (2018-08-24 to 2019-03-27)Mar 27, 2019 · Advisor headcount change · derived
- B•••••••• F••• A••••••• reported RAUM $1.5T, up 39% from $1.1T (2017-08-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B•••••••• F••• A••••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- blackrock.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415 670 2000reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $535Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026