DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

14 advisors left S•••••• F•••••••• G•••• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Courtney Allen KidwellGreensboro, NcNov 9, 2020Nov 6, 2020
Dax DixsonChapel Hill, NcNov 9, 2020Nov 6, 2020
Dennis Gale StearnsGreensboro, NcNov 9, 2020Nov 9, 2020
Haleh ModdasserChapel Hill, NcNov 9, 2020Nov 2, 2020
James Glenn JoyceGreensboro, NcNov 9, 2020Nov 3, 2020
Jason CroyGreensboro, NcNov 9, 2020Nov 8, 2020
John Madison ThomasGreensboro, NcNov 9, 2020Nov 2, 2020
Lindsay Rebekkah BrockGreensboro, NcNov 9, 2020Nov 2, 2020
Pamela Susan StearnsGreensboro, NcNov 9, 2020Nov 3, 2020
Paula McmillanGreensboro, NcNov 9, 2020Nov 6, 2020
Phillip Edward Williams JrGreensboro, NcNov 9, 2020Nov 3, 2020
Shira Elizabeth KatsirChapel Hill, NcNov 9, 2020Nov 3, 2020
Tara Helene MaxwellGreensboro, NcNov 9, 2020Nov 3, 2020
Teresa Emerson TaltonChapel Hill, NcNov 9, 2020Nov 2, 2020
The rule
Registrations ended
Nov 9, 2020
Registered next
Nov 2, 2020 to Nov 9, 2020
Branch state
NC
Cities
2, most in Greensboro, Nc
Registered there that day
14 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of S•••••• F•••••••• G••••Other teams into H•••••••• A•••••••• L••