DFX Intelligence
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Firm absorbed
10 advisors left J••• A•••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryan E Walls | Atlanta, Ga | Apr 30, 2020 | May 8, 2020 |
| Christina Nichole Mumpower | Atlanta, Ga | Apr 30, 2020 | May 7, 2020 |
| Craig Allen Belisle | Atlanta, Ga | Apr 30, 2020 | May 4, 2020 |
| Cynthia Rose Wilson | Atlanta, Ga | Apr 30, 2020 | May 7, 2020 |
| Deshunnon Thomas | Atlanta, Ga | Apr 30, 2020 | May 4, 2020 |
| Evan Miles Quinn | Atlanta, Ga | Apr 30, 2020 | May 4, 2020 |
| Jennifer Ford Deloach | Atlanta, Ga | Apr 30, 2020 | May 4, 2020 |
| John Steele | Atlanta, Ga | Apr 30, 2020 | Oct 14, 2020 |
| John Wilmer Ellard | Atlanta, Ga | Apr 30, 2020 | May 15, 2020 |
| Tiffany Geyer Rosetti | Atlanta, Ga | Apr 30, 2020 | May 4, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 30, 2020
- Registered next
- May 4, 2020 to Oct 14, 2020
- Branch state
- GA
- Cities
- 1, most in Atlanta, Ga
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape