DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Deshunnon Thomas
Certified Financial Planner
Feed of 09/15/2026
Also filed as D.L. Thomas
At current firm
1 y
since Mar 31, 2025
In the industry
25 y
since Nov 7, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Atlanta, Ga
- Fidelity Personal And Workplace Advisors formerSep 7, 2021 to Mar 31, 2025 · Atlanta, Ga
- Wealth Enhancement Advisory Services, LLC BD affiliatedMay 4, 2020 to Mar 24, 2021 · Atlanta, Ga
- Securian Financial Services, Inc. formerApr 16, 2018 to Nov 26, 2019 · Atlanta, Ga
- Joyn Advisors, Inc. formerApr 10, 2018 to Apr 30, 2020 · Atlanta, Ga
- Synovus Securities, Inc. BD affiliatedNov 18, 2014 to Mar 22, 2018 · Atlanta, Ga
- Wells Fargo Advisors wirehouseJul 31, 2013 to Nov 14, 2014 · Chesapeake, Va
- Suntrust Investment Services, Inc. formerDec 13, 2011 to Nov 2, 2012 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Wealth Enhancement Advisory Services, LLC to Fidelity Personal And Workplace Advisorsleft Mar 24, 2021, registered Sep 7, 2021 (167 days) · Affiliated broker-dealer or bank to another
- Joyn Advisors, Inc. to Securian Financial Services, Inc.left Apr 30, 2020, registered Apr 16, 2018 (-745 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Securian Financial Services, Inc. to Wealth Enhancement Advisory Services, LLCleft Nov 26, 2019, registered May 4, 2020 (160 days) · Affiliated broker-dealer or bank to another · moved with a team
- Synovus Securities, Inc. to Joyn Advisors, Inc.left Mar 22, 2018, registered Apr 10, 2018 (19 days) · Other
- Wells Fargo Advisors to Synovus Securities, Inc.left Nov 14, 2014, registered Nov 18, 2014 (4 days) · Other
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Nov 2, 2012, registered Jul 31, 2013 (271 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address