DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
3 advisors left R••• F•••••••• A••••••• I•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Heather Ryan Girolamo | Andover, Ma | Jan 13, 2020 | Jan 15, 2020 |
| Tara Colleen Mcdermott | Andover, Ma | Jan 13, 2020 | Jan 15, 2020 |
| William Kent Ryan | Andover, Ma | Jan 13, 2020 | Jan 15, 2020 |
The rule
- Registrations ended
- Jan 13, 2020
- Registered next
- Jan 15, 2020
- Branch state
- MA
- Cities
- 1, most in Andover, Ma
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape