DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that joined Commonwealth Financial Network
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Jun 10, 2026 over 6 d |
| 2 | 7 Streets Financial, LLC independent RIA | Commonwealth Financial Network national BD | San Diego, Ca +1 | RIA to affiliated broker-dealer or bank | Dec 31, 2025 |
| 2 | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Ponte Vedra Beach, Fl +1 | Affiliated broker-dealer or bank to another | Nov 18, 2025 over 6 d |
| 2 | Farther independent RIA | Commonwealth Financial Network national BD | Brentwood, Ca +1 | RIA to affiliated broker-dealer or bank | Oct 10, 2025 |
| 4 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Bethlehem, Pa | Affiliated broker-dealer or bank to another | Jul 1, 2025 |
| 3 | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Laconia, Nh +2 | Affiliated broker-dealer or bank to another | Jul 1, 2025 |
| 3 | Coker & Palmer independent RIA | Commonwealth Financial Network national BD | Jackson, Ms | RIA to affiliated broker-dealer or bank | Jun 25, 2025 |
| 2 | Osaic Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Atlanta, Ga | Affiliated broker-dealer or bank to another | May 28, 2025 |
| 2 | Brighton Securities Corp. independent RIA | Commonwealth Financial Network national BD | Rochester, Ny +1 | RIA to affiliated broker-dealer or bank | May 23, 2025 |
| 3 | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Webster, Ny +1 | Affiliated broker-dealer or bank to another | May 2, 2025 over 7 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Roscoe, Il | Affiliated broker-dealer or bank to another | Apr 30, 2025 |
| 2 | Edward Jones national BD | Commonwealth Financial Network national BD | Forest City, Nc | Affiliated broker-dealer or bank to another | Apr 29, 2025 over 2 d |
| 3 | Equitable Advisors, LLC national BD | Commonwealth Financial Network national BD | Rochester, Ny | Affiliated broker-dealer or bank to another | Apr 25, 2025 over 3 d |
| 2 | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Cedar Falls, Ia +1 | Affiliated broker-dealer or bank to another | Apr 25, 2025 |
| 3 | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Tallahassee, Fl +1 | Affiliated broker-dealer or bank to another | Apr 17, 2025 over 5 d |
| 3 | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Pleasant Lake, Mi +2 | Affiliated broker-dealer or bank to another | Apr 17, 2025 over 5 d |
| 2 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Apr 15, 2025 |
| 10 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Rochester, Ny | Affiliated broker-dealer or bank to another | Apr 2, 2025 over 19 d |
| 6 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Scottsdale, Az | Affiliated broker-dealer or bank to another | Apr 2, 2025 over 19 d |
| 2 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Waterville, Me | Affiliated broker-dealer or bank to another | Mar 19, 2025 |
| 2 | Edward Jones national BD | Commonwealth Financial Network national BD | Littleton, Ma +1 | Affiliated broker-dealer or bank to another | Mar 3, 2025 |
| 3 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Houma, La +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 over 5 d |
| 2 | Savicki Capital, LLC independent RIA | Commonwealth Financial Network national BD | New Hartford, Ny | RIA to affiliated broker-dealer or bank | Jan 29, 2025 |
| 4 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Murray, Ut | Affiliated broker-dealer or bank to another | Jan 21, 2025 |
| 7 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Utica, Ny +4 | Affiliated broker-dealer or bank to another | Jan 9, 2025 over 8 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jan 9, 2025 over 1 d |
| 3 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Tucson, Az | Affiliated broker-dealer or bank to another | Jan 7, 2025 |
| 2 | Ek&A unclassified | Commonwealth Financial Network national BD | Glen Ellyn, Il | Other | Dec 31, 2024 |
| 2 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | New Brunswick, Nj | Affiliated broker-dealer or bank to another | Dec 16, 2024 over 10 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Charlotte, Nc | Affiliated broker-dealer or bank to another | Nov 15, 2024 |
| 4 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Toledo, Oh +1 | Affiliated broker-dealer or bank to another | Nov 14, 2024 over 5 d |
| 5 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Jericho, Ny +1 | Affiliated broker-dealer or bank to another | Nov 6, 2024 over 23 d |
| 5 | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Glen Allen, Va +1 | Affiliated broker-dealer or bank to another | Oct 21, 2024 over 1 d |
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Atlanta, Ga | Affiliated broker-dealer or bank to another | Oct 14, 2024 |
| 2 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Lenexa, Ks | Affiliated broker-dealer or bank to another | Sep 26, 2024 |
| 2 | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | La Jolla, Ca | Affiliated broker-dealer or bank to another | Sep 9, 2024 over 1 d |
| 2 | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Cherry Hill, Nj | Affiliated broker-dealer or bank to another | Aug 19, 2024 over 1 d |
| 2 | Morgan Stanley wirehouse | Commonwealth Financial Network national BD | Allentown, Pa | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2024 over 4 d |
| 8 | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Savannah, Ga +1 | Affiliated broker-dealer or bank to another | Aug 12, 2024 over 2 d |
| 2 | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Clarence, Ny +1 | Affiliated broker-dealer or bank to another | Aug 12, 2024 over 1 d |
| 2 | Wells Fargo Advisors wirehouse | Commonwealth Financial Network national BD | Alexandria, Va +1 | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2024 over 6 d |
| 3 | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Leslie, Mi +2 | Affiliated broker-dealer or bank to another | Jul 26, 2024 |
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Lemoyne, Pa | Affiliated broker-dealer or bank to another | Jul 17, 2024 over 1 d |
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | San Diego, Ca | Affiliated broker-dealer or bank to another | Jul 10, 2024 |
| 5 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Tempe, Az | Affiliated broker-dealer or bank to another | Jul 5, 2024 over 2 d |
| 3 | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Blandon, Pa | Affiliated broker-dealer or bank to another | Jul 3, 2024 |
| 2 | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Holbrook, Ny | Affiliated broker-dealer or bank to another | Jun 27, 2024 |
| 3 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Lexington, Ky +1 | Affiliated broker-dealer or bank to another | Jun 10, 2024 over 3 d |
| 3 | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Rochester, Ny +1 | Affiliated broker-dealer or bank to another | Jun 4, 2024 over 8 d |
| 3 | Morgan Stanley wirehouse | Commonwealth Financial Network national BD | Providence, Ri | Wirehouse to affiliated broker-dealer or bank | May 21, 2024 |
| 2 | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Saratoga Springs, Ny +1 | Affiliated broker-dealer or bank to another | May 14, 2024 over 1 d |
| 8 | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Carlsbad, Ca | Affiliated broker-dealer or bank to another | May 3, 2024 over 3 d |
| 2 | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Solon, Oh | Affiliated broker-dealer or bank to another | May 3, 2024 |
| 7 | Osaic Fs, Inc. BD affiliated | Commonwealth Financial Network national BD | Hamburg, Ny +1 | Affiliated broker-dealer or bank to another | Mar 18, 2024 over 10 d |
| 2 | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Mount Solon, Va | Affiliated broker-dealer or bank to another | Mar 15, 2024 |
| 2 | Frost Investment Services BD affiliated | Commonwealth Financial Network national BD | San Antonio, Tx | Affiliated broker-dealer or bank to another | Mar 4, 2024 |
| 2 | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Tustin, Ca +1 | Affiliated broker-dealer or bank to another | Feb 26, 2024 |
| 3 | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Weatherford, Tx | Affiliated broker-dealer or bank to another | Feb 21, 2024 over 1 d |
| 2 | Cetera Advisors LLC BD affiliated | Commonwealth Financial Network national BD | Tarrytown, Ny | Affiliated broker-dealer or bank to another | Feb 12, 2024 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Santa Rosa, Ca +2 | Affiliated broker-dealer or bank to another | Feb 5, 2024 |
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285 teams match.derived from registration dates