DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

8 advisors left B••••• F•••••• I••••••••• C••••••••• L••• for B••••••••• W••••• M••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Abraham GarciaRoseville, CaJun 8, 2026May 27, 2026
Anthony Bertuol OkunWalnut Creek, CaJun 8, 2026May 20, 2026
Deborah Noroian MitchellWalnut Creek, CaJun 8, 2026May 22, 2026
James Fredric MccarthyWalnut Creek, CaJun 8, 2026May 20, 2026
Jason William MartinWalnut Creek, CaJun 8, 2026May 20, 2026
Lawrence Arthur HansenWalnut Creek, CaJun 8, 2026May 21, 2026
Terry Kin ChiuWalnut Creek, CaJun 8, 2026May 20, 2026
Lalith TirumalasettyWalnut Creek, CaJun 9, 2026May 20, 2026
The rule
Registrations ended
Jun 8, 2026 to Jun 9, 2026
Registered next
May 20, 2026 to May 27, 2026
Branch state
CA
Cities
1, most in Walnut Creek, Ca
Registered there that day
16 (people still on IAPD; an estimate)
Share of that headcount
50%
Succession by the destination
none on the tape
Other teams out of B••••• F•••••• I••••••••• C••••••••• L•••Other teams into B••••••••• W••••• M••••••••• L••