RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• A••••• H•••••
- B••••••••• W••••• M••••••••• L•• independent RIA currentsince May 21, 2026 · Austin, Tx
- B••••• F•••••• I••••••••• C••••••••• L••• formerMar 4, 2026 to Jun 8, 2026 · Roseville, Ca
- C•••••• P••••••• A••••••• L•• formerMar 3, 2014 to Jun 8, 2026 · Roseville, Ca
- N•• A•••••• S•••••••• L•• formerSep 29, 2006 to Feb 28, 2014 · Sacramento, Ca
- N•••••• P••••••• A•••••••• L••••• unclassifiedMar 23, 2001 to Jan 17, 2006 · Sacramento, Ca
- B••••• F•••••• I••••••••• C••••••••• L••• to B••••••••• W••••• M••••••••• L••left Jun 8, 2026, registered May 21, 2026 (-18 days) · RIA to RIA · moved with a team
- C•••••• P••••••• A••••••• L•• to B••••• F•••••• I••••••••• C••••••••• L•••left Jun 8, 2026, registered Mar 4, 2026 (-96 days) · RIA to RIA · moved with a team
- N•• A•••••• S•••••••• L•• to C•••••• P••••••• A••••••• L••left Feb 28, 2014, registered Mar 3, 2014 (3 days) · Other
- N•••••• P••••••• A•••••••• L••••• to N•• A•••••• S•••••••• L••left Jan 17, 2006, registered Sep 29, 2006 (255 days) · Other
- L••••••• A••••• H••••• left C•••••• P••••••• A••••••• L•• for B••••• F•••••• I••••••••• C••••••••• L••• (registered 2026-03-04)Jun 8, 2026 · a•••••• firm change · fact
- L••••••• A••••• H••••• left B••••• F•••••• I••••••••• C••••••••• L••• for B••••••••• W••••• M••••••••• L•• (registered 2026-05-21)Jun 8, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address