DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bedell Frazier Investment Counselling, LLC.

Former SEC-registered adviserWalnut Creek, CaliforniaCRD 107326SEC 801-57272websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 7, 2012 · 40 filings
SEC status approved since Feb 18, 2000
RAUM
$872M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$845M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$872M as of Mar 30, 2026
Mar 7, 2012$306M then
HNW client RAUM$714M as of Mar 30, 2026
Mar 27, 2018$368M then
State-registered IARs (5.B.3)9 as of Mar 30, 2026
Mar 11, 20132 then
Employees (5.A)12 as of Mar 30, 2026
Mar 11, 201310 then
Private funds: no history
RAUM +8.3% over the last fiscal year+10% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
$96.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$454,761derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
9.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.2%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody
$572M, 951 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$714M82%
  • Individuals$131M15%
  • Charitable organizations$19.9M2.3%
  • Corporations and businesses$7.1M0.8%
Individual clients
314reported
HNW clients
226reported
Pension plan clients
n/areported
Charitable clients
9reported
Accounts
1,918reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$572M for 951 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
17 left, 7 joined in 12 months
net -10 in 12 months0 left in 90 days0 joined in 90 days18 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Miriam Meredith Rosen · Director Of Client Experience & Chief Compliance Officercontrol
    since 05/2013 · owns less than 5%
  • Maren Angela Osborne · Vice President
    since 07/2021 · owns less than 5%
Entity owners
  • Bluespring Wealth Partners, LLC · Owner
    direct · owns 75% or more
  • Kestra Advisor Services Holdings A, Inc. · Owner
    indirect · owns 75% or more of Kingfisher Holding B, Inc.
  • Kestra Advisor Services Holdings B, Inc. · Owner
    indirect · owns 75% or more of Kestra Advisor Services Holdings A, Inc.
  • Kestra Advisor Services Holdings C, Inc. · Owner
    indirect · owns 75% or more of Kestra Advisor Services Holdings B, Inc.
  • Kestra Financial, Inc · Owner
    indirect · owns 75% or more of Kestra Advisor Services Holdings C, Inc.
  • Kingfisher Holding A, Inc. · Owner
    indirect · owns 75% or more of Kingfisher Holding B, Inc.
  • Kingfisher Holding B, Inc. · Owner
    indirect · owns 75% or more of Kingfisher Holding A, Inc.
  • Kingfisher Holding, G.P., LLC · General Partner
    indirect · owns F of Kingfisher Holding, L.P.
  • Kingfisher Holding, L.P. · Owner
    indirect · owns 75% or more of Kingfisher Holding A, Inc.
  • Oak Hill Capital Partners Vi (Onshore), L.P. · Owner
    indirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
  • Oak Hill Capital Partners Vi (Te 892), L.P. · Owner
    indirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
  • Ohcp Vi Enzo Aggregator, L.P. · Owner
    indirect · owns 25% to 50% of Kingfisher Holding, L.P.
  • Warburg Pincus Financial Sector, L.P. · Limited Partner
    indirect · owns 25% to 50% of Kingfisher Holding, L.P.
Related persons
Schedule D 7.A
Advisers that list Bedell Frazier Investment Counselling, LLC. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Roseville, Ca001
Walnut Creek, Ca · principal0016
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,890 to 1,918
    Aug 21, 2025 to Mar 30, 2026
  • Corporate clients · 5 to 7
    Aug 21, 2025 to Mar 30, 2026
  • HNW clients · 285 to 226
    Aug 21, 2025 to Mar 30, 2026
  • Individual clients · 254 to 314
    Aug 21, 2025 to Mar 30, 2026
  • Pension plan clients · 1.0 to unset
    Aug 21, 2025 to Mar 30, 2026
  • Assets in custody · $521M to $572M
    Aug 21, 2025 to Mar 30, 2026
  • Employees · 13 to 12
    Aug 21, 2025 to Mar 30, 2026
  • Discretionary RAUM · $805M to $872M
    Aug 21, 2025 to Mar 30, 2026
  • HNW RAUM · $691M to $714M
    Aug 21, 2025 to Mar 30, 2026
  • Individual RAUM · $77.5M to $131M
    Aug 21, 2025 to Mar 30, 2026
  • Pension RAUM · 3.0 to unset
    Aug 21, 2025 to Mar 30, 2026
  • RAUM · $805M to $872M
    Aug 21, 2025 to Mar 30, 2026
  • Financial planning clients · 0 to 0
    Mar 28, 2025 to Aug 21, 2025
  • Accounts · 1,749 to 1,890
    Jul 30, 2024 to Mar 28, 2025
  • Advisory employees · 8 to 9
    Jul 30, 2024 to Mar 28, 2025
  • Advisory activities · 4 to 3
    Jul 30, 2024 to Mar 28, 2025
  • Charity clients · 7 to 9
    Jul 30, 2024 to Mar 28, 2025
  • Corporate clients · 3 to 5
    Jul 30, 2024 to Mar 28, 2025
  • HNW clients · 275 to 285
    Jul 30, 2024 to Mar 28, 2025
  • Individual clients · 228 to 254
    Jul 30, 2024 to Mar 28, 2025
  • Assets in custody · $218M to $521M
    Jul 30, 2024 to Mar 28, 2025
  • Discretionary RAUM · $722M to $805M
    Jul 30, 2024 to Mar 28, 2025
  • HNW RAUM · $627M to $691M
    Jul 30, 2024 to Mar 28, 2025
  • Individual RAUM · $73.4M to $77.5M
    Jul 30, 2024 to Mar 28, 2025
  • Pension RAUM · $921,356 to $3
    Jul 30, 2024 to Mar 28, 2025
  • RAUM · $722M to $805M
    Jul 30, 2024 to Mar 28, 2025
  • Accounts · 1,833 to 1,749
    Mar 17, 2023 to Mar 28, 2024
  • Charity clients · 8 to 7
    Mar 17, 2023 to Mar 28, 2024
  • Corporate clients · 2 to 3
    Mar 17, 2023 to Mar 28, 2024
  • HNW clients · 258 to 275
    Mar 17, 2023 to Mar 28, 2024
  • Individual clients · 251 to 228
    Mar 17, 2023 to Mar 28, 2024
  • Assets in custody · $138M to $218M
    Mar 17, 2023 to Mar 28, 2024
  • Employees · 17 to 13
    Mar 17, 2023 to Mar 28, 2024
  • Discretionary RAUM · $654M to $722M
    Mar 17, 2023 to Mar 28, 2024
  • HNW RAUM · $563M to $627M
    Mar 17, 2023 to Mar 28, 2024
  • Individual RAUM · $73.8M to $73.4M
    Mar 17, 2023 to Mar 28, 2024
  • Pension RAUM · $926,952 to $921,356
    Mar 17, 2023 to Mar 28, 2024
  • RAUM · $654M to $722M
    Mar 17, 2023 to Mar 28, 2024
  • Accounts · 1,728 to 1,833
    Nov 3, 2022 to Mar 17, 2023
  • Advisory employees · 6 to 8
    Nov 3, 2022 to Mar 17, 2023
Signals
26 dated events
  • Bedell Frazier Investment Counselling, Llc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $872.2M)
    Jul 1, 2026 · Left the SEC roster · derived
  • Lalith Tirumalasetty left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-20)
    Jun 9, 2026 · Advisor changed firm · fact
  • Abraham Garcia left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-27)
    Jun 8, 2026 · Advisor changed firm · fact
  • Meredith Miriam Rosen left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-02-13)
    Jun 8, 2026 · Advisor changed firm · fact
  • Justin Amit left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-03-04)
    Jun 8, 2026 · Advisor changed firm · fact
  • Lawrence Arthur Hansen left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-21)
    Jun 8, 2026 · Advisor changed firm · fact
  • Michael Alan Harris left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-02-13)
    Jun 8, 2026 · Advisor changed firm · fact
  • John Thomas Mooser left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-03-04)
    Jun 8, 2026 · Advisor changed firm · fact
  • Cameron Allen Jamison left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-03-04)
    Jun 8, 2026 · Advisor changed firm · fact
  • John Chang left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-03-04)
    Jun 8, 2026 · Advisor changed firm · fact
  • Anthony Bertuol Okun left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-20)
    Jun 8, 2026 · Advisor changed firm · fact
  • Jason William Martin left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-20)
    Jun 8, 2026 · Advisor changed firm · fact
  • Michael Gray Frazier left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-02-13)
    Jun 8, 2026 · Advisor changed firm · fact
  • Deborah Noroian Mitchell left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-22)
    Jun 8, 2026 · Advisor changed firm · fact
  • Terry Kin Chiu left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-20)
    Jun 8, 2026 · Advisor changed firm · fact
  • John Joseph Edelen left Bedell Frazier Investment Counselling, Llc. for Capital Planning Advisors Llc (registered 2026-03-04)
    Jun 8, 2026 · Advisor changed firm · fact
  • James Fredric Mccarthy left Bedell Frazier Investment Counselling, Llc. for Bluespring Wealth Management, Llc (registered 2026-05-20)
    Jun 8, 2026 · Advisor changed firm · fact
  • 6 advisors left Capital Planning Advisors LLC (Roseville, CA) for Bedell Frazier Investment Counselling, LLC. on the same day
    Jun 8, 2026 · Team lift-out · derived
  • Bedell Frazier Investment Counselling, LLC.'s advisors moved to Bluespring Wealth Management, LLC (Walnut Creek, CA): 8 of 16 registered, a day apart
    Jun 8, 2026 · Firm absorbed (people side) · derived
  • Bedell Frazier Investment Counselling, LLC.'s advisors moved to Capital Planning Advisors LLC (Walnut Creek, CA): 8 of 16 registered, on the same day
    Jun 8, 2026 · Firm absorbed (people side) · derived
  • Karin Tram Le left Bedell Frazier Investment Counselling, Llc. for Private Advisor Group, Llc (registered 2026-04-01)
    Apr 6, 2026 · Advisor changed firm · fact
  • Thomas Andrew Howard left Bedell Frazier Investment Counselling, Llc. for Creative Planning (registered 2025-07-24)
    Jul 21, 2025 · Advisor changed firm · fact
  • Gray Michael Frazier (Chief Executive Officer And President) no longer on Schedule A of Bedell Frazier Investment Counselling, Llc. (listed 2023-03-17, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • Yin Yin (Controller And Assistant Secretary) appeared on Schedule A of Bedell Frazier Investment Counselling, Llc.
    Dec 17, 2020 · Control person joined · fact
  • Van Joel Bennett (Chief Financial Officer) appeared on Schedule A of Bedell Frazier Investment Counselling, Llc.
    Dec 17, 2020 · Control person joined · fact
  • Patrick John Vanderheyden (Executive Vice President) appeared on Schedule A of Bedell Frazier Investment Counselling, Llc.
    Dec 17, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026