DFX Intelligence

RIA Intelligence

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Firm absorbed

16 advisors left P•••••• V••••• L•• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Colleen M. DwyerOak Brook, IlNov 4, 2020Oct 27, 2020
Daniel Joseph RookerOak Brook, IlNov 4, 2020Oct 6, 2020
Delaney Michelle OrozcoOak Brook, IlNov 4, 2020Oct 7, 2020
Gregory Ronald BogdanChicago, IlNov 4, 2020Oct 12, 2020
James Michael WeilOak Brook, IlNov 4, 2020Oct 8, 2020
Jeffrey Michael TonerOak Brook, IlNov 4, 2020Oct 21, 2020
Mary Elizabeth McleanOak Brook, IlNov 4, 2020Oct 8, 2020
Matthew James ParentiChicago, IlNov 4, 2020Oct 5, 2020
Michael Joseph MccabeOak Brook, IlNov 4, 2020Oct 9, 2020
Michael Robert MerdingerOak Brook, IlNov 4, 2020Oct 23, 2020
Nicole Jean RomitoOak Brook, IlNov 4, 2020Oct 21, 2020
Randy Erven PorzelOak Brook, IlNov 4, 2020Oct 7, 2020
Samuel Albert AwadOak Brook, IlNov 4, 2020Oct 6, 2020
Stephanie Cole NanneyOak Brook, IlNov 4, 2020Oct 6, 2020
Steven Ira MerdingerOak Brook, IlNov 4, 2020Oct 12, 2020
Gregory Paul WilliamsChicago, IlNov 6, 2020Oct 30, 2020
The rule
Registrations ended
Nov 4, 2020 to Nov 6, 2020
Registered next
Oct 5, 2020 to Oct 30, 2020
Branch state
IL
Cities
2, most in Oak Brook, Il
Registered there that day
16 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of P•••••• V••••• L••Other teams into H•••••••• A•••••••• L••