DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J••••• R•••••

R••• F•••••••• L••state registeredOak Park, IlIA-onlyIAPD 6121324

Certified Financial Planner

Feed of 09/14/2026

Also filed as Dan R•••••

At current firm

1 y

since Jul 11, 2025

In the industry

12 y

since Oct 14, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••• F•••••••• L•• state registered current
since Jul 11, 2025 · Oak Park, Il
S•• W••••• independent RIA
May 10, 2023 to Mar 4, 2025 · Durham, Nc
R••• F•••••••• L•• unclassified
Apr 16, 2021 to Jul 6, 2023 · Chicago, Il
H•••••••• A•••••••• L•• BD affiliated
Oct 6, 2020 to Mar 16, 2021 · Chicago, Il
P•••••• V••••• L•• former
Mar 20, 2018 to Nov 4, 2020 · Oak Br•••, Il
F••••• W••••• M••••••••• independent RIA
May 30, 2017 to Jan 11, 2018 · Chicago, Il
O•••• F•• I••• former
Apr 19, 2016 to Jun 5, 2017 · Chicago, Il
S•••••• W••••• P•••••••• L•• BD affiliated
Oct 15, 2013 to Mar 30, 2016 · Beachwood, Oh

Moves

a registration end followed by a registration begin elsewhere

S•• W••••• to R••• F•••••••• L••
left Mar 4, 2025, registered Jul 11, 2025 (129 days) · RIA to a state-registered adviser
R••• F•••••••• L•• to S•• W•••••
left Jul 6, 2023, registered May 10, 2023 (-57 days) · Other
H•••••••• A•••••••• L•• to R••• F•••••••• L••
left Mar 16, 2021, registered Apr 16, 2021 (31 days) · Other
P•••••• V••••• L•• to H•••••••• A•••••••• L••
left Nov 4, 2020, registered Oct 6, 2020 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
F••••• W••••• M••••••••• to P•••••• V••••• L••
left Jan 11, 2018, registered Mar 20, 2018 (68 days) · Other
O•••• F•• I••• to F••••• W••••• M•••••••••
left Jun 5, 2017, registered May 30, 2017 (-6 days) · Other
S•••••• W••••• P•••••••• L•• to O•••• F•• I•••
left Mar 30, 2016, registered Apr 19, 2016 (20 days) · Other

Signals

D••••• J••••• R••••• left S•• W••••• for R••• F•••••••• L•• (registered 2025-07-11)
Mar 4, 2025 · Advisor changed firm · fact
D••••• J••••• R••••• left R••• F•••••••• L•• for S•• W••••• (registered 2023-05-10)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address