DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
3 advisors left W•••••••• A•••• M••••••••• I•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bradley Craig Morris | Lufkin, Tx | Aug 31, 2022 | Sep 1, 2022 |
| Christopher Sloan Moss | Lufkin, Tx | Aug 31, 2022 | Sep 1, 2022 |
| Stephen Wayne Corley | Lufkin, Tx | Aug 31, 2022 | Sep 1, 2022 |
The rule
- Registrations ended
- Aug 31, 2022
- Registered next
- Sep 1, 2022
- Branch state
- TX
- Cities
- 1, most in Lufkin, Tx
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape