DFX Intelligence
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Firm absorbed
3 advisors left T••••••• W••••• M••••••••• L••• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Richardt | Concord, Ma | Jan 17, 2022 | Jan 19, 2022 |
| Bruce Price Thompson | Concord, Ma | Jan 17, 2022 | Feb 13, 2022 |
| Peter Sullivan | Concord, Ma | Jan 17, 2022 | Jan 19, 2022 |
The rule
- Registrations ended
- Jan 17, 2022
- Registered next
- Jan 19, 2022 to Feb 13, 2022
- Branch state
- MA
- Cities
- 1, most in Concord, Ma
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape