DFX Intelligence
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Team lift-out
2 advisors left B•••• F••••• A••••••• for A•••••••• C•••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott Anthony Morrison | Providence, Ri | Aug 3, 2026 | Aug 7, 2026 |
| William Michael Swart | Tiverton, Ri | Aug 3, 2026 | Aug 5, 2026 |
The rule
- Registrations ended
- Aug 3, 2026
- Registered next
- Aug 5, 2026 to Aug 7, 2026
- Branch state
- RI
- Cities
- 2, most in Providence, Ri
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape