DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brave Family Advisors
Legal name Brave Asset Management, Inc.
Latest filing Mar 11, 2026
First filing on the tape Mar 12, 2012 · 19 filings
SEC status approved since Oct 29, 1992
RAUM
$624M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$610M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$624M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$624M as of Mar 11, 2026
Mar 12, 2012$149M then
HNW client RAUM$518M as of Mar 11, 2026
Mar 15, 2018$233M then
State-registered IARs (5.B.3)7 as of Mar 11, 2026
Mar 12, 20120 then
Employees (5.A)7 as of Mar 11, 2026
Mar 26, 20132 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $624MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 327derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $677,104derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$518M83%
- Individuals$92.1M15%
- Charitable organizations$11.3M1.8%
- Pension and profit-sharing plans$1.9M0.3%
- Corporations and businesses$1.3M0.2%
- Individual clients
- 234reported
- HNW clients
- 93reported
- Pension plan clients
- 10reported
- Charitable clients
- 15reported
- Accounts
- 922reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Patrick Haire | Summit, Nj | Aug 14, 2019 | 21 y | 0 |
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months4 left in 90 days0 joined in 90 daysdeparture rate 400% of current headcount4 left over 36 months
Left, latest
- Thomas Brett Haire to Alphacore Capital LLCAug 3, 2026 · RIA to RIA
- William Michael Swart to Alphacore Capital LLCAug 3, 2026 · RIA to RIA
- Scott Anthony Morrison to Alphacore Capital LLCAug 3, 2026 · RIA to RIA
- Yiorgos Georgeson to Alphacore Capital LLCAug 3, 2026 · RIA to RIA
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Alphacore Capital LLCAug 3, 2026 · Providence, Ri
- 2 left for Alphacore Capital LLCAug 3, 2026 · Summit, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick James Haire · Chief Operating Officer, Chief Financial Officer And Chief Compliance Officercontrolsince 01/2021 · owns 10% to 25%
- Brett Thomas Haire · Chairman And Secretary-Treasurercontrolsince 08/1992 · owns 10% to 25%
- Anthony Scott Morrison · Presidentcontrolsince 02/2017 · owns less than 5%
- Anthony Scott Morrison · Presidentcontrolsince 03/2023 · owns F of Marion C. Morrison Trust - 2015
- Gardner David Bunting · Ownersince 08/1992 · owns 5% to 10%
Entity owners
- Marion C. Morrison Trust - 2015 · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Summit, Nj · principal | 1 | 0 | 2 | 1 | |
| Providence, Ri | 0 | 0 | 1 | 1 | |
| Tiverton, Ri | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Tiverton, RI1 employees
What changed
consecutive filings, newest first
- Accounts · 882 to 922Mar 21, 2025 to Mar 11, 2026
- Charity clients · 11 to 15Mar 21, 2025 to Mar 11, 2026
- Corporate clients · 8 to 4Mar 21, 2025 to Mar 11, 2026
- HNW clients · 88 to 93Mar 21, 2025 to Mar 11, 2026
- Individual clients · 246 to 234Mar 21, 2025 to Mar 11, 2026
- Pension plan clients · 8 to 10Mar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $543M to $624MMar 21, 2025 to Mar 11, 2026
- HNW RAUM · $445M to $518MMar 21, 2025 to Mar 11, 2026
- Individual RAUM · $84.4M to $92.1MMar 21, 2025 to Mar 11, 2026
- Pension RAUM · $1.4M to $1.9MMar 21, 2025 to Mar 11, 2026
- RAUM · $543M to $624MMar 21, 2025 to Mar 11, 2026
- Accounts · 777 to 882Mar 15, 2024 to Mar 21, 2025
- Charity clients · 14 to 11Mar 15, 2024 to Mar 21, 2025
- Corporate clients · 6 to 8Mar 15, 2024 to Mar 21, 2025
- HNW clients · 96 to 88Mar 15, 2024 to Mar 21, 2025
- Individual clients · 218 to 246Mar 15, 2024 to Mar 21, 2025
- Pension plan clients · unset to 8.0Mar 15, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 21, 2025
- Discretionary RAUM · $491M to $543MMar 15, 2024 to Mar 21, 2025
- HNW RAUM · $421M to $445MMar 15, 2024 to Mar 21, 2025
- Individual RAUM · $59.4M to $84.4MMar 15, 2024 to Mar 21, 2025
- Pension RAUM · unset to 1382415.0Mar 15, 2024 to Mar 21, 2025
- RAUM · $491M to $543MMar 15, 2024 to Mar 21, 2025
- Accounts · 726 to 777Apr 13, 2023 to Mar 15, 2024
- Advisory activities · 3 to 2Apr 13, 2023 to Mar 15, 2024
- Charity clients · 13 to 14Apr 13, 2023 to Mar 15, 2024
- Corporate clients · 7 to 6Apr 13, 2023 to Mar 15, 2024
- HNW clients · 86 to 96Apr 13, 2023 to Mar 15, 2024
- Individual clients · 174 to 218Apr 13, 2023 to Mar 15, 2024
- State-registered IARs · 5 to 7Apr 13, 2023 to Mar 15, 2024
- Discretionary RAUM · $439M to $491MApr 13, 2023 to Mar 15, 2024
- HNW RAUM · $378M to $421MApr 13, 2023 to Mar 15, 2024
- Individual RAUM · $48.7M to $59.4MApr 13, 2023 to Mar 15, 2024
- RAUM · $439M to $491MApr 13, 2023 to Mar 15, 2024
- Accounts · 618 to 726Sep 29, 2022 to Mar 24, 2023
- Charity clients · 12 to 13Sep 29, 2022 to Mar 24, 2023
- Corporate clients · 3 to 7Sep 29, 2022 to Mar 24, 2023
- HNW clients · 82 to 86Sep 29, 2022 to Mar 24, 2023
- Individual clients · 125 to 174Sep 29, 2022 to Mar 24, 2023
- Pension plan clients · 0.0 to unsetSep 29, 2022 to Mar 24, 2023
Signals
7 dated events
- Yiorgos Georgeson left Brave Family Advisors for Alphacore Capital Llc (registered 2026-08-03)Aug 3, 2026 · Advisor changed firm · fact
- William Michael Swart left Brave Family Advisors for Alphacore Capital Llc (registered 2026-08-05)Aug 3, 2026 · Advisor changed firm · fact
- Thomas Brett Haire left Brave Family Advisors for Alphacore Capital Llc (registered 2026-07-14)Aug 3, 2026 · Advisor changed firm · fact
- Scott Anthony Morrison left Brave Family Advisors for Alphacore Capital Llc (registered 2026-08-07)Aug 3, 2026 · Advisor changed firm · fact
- Brave Family Advisors's advisors moved to Alphacore Capital LLC (Summit, NJ): 3 of 5 registered, on the same dayAug 3, 2026 · Firm absorbed (people side) · derived
- 2 advisors left Brave Family Advisors (Providence, RI) for Alphacore Capital LLC on the same dayAug 3, 2026 · Team lift-out · derived
- Patrick James Haire (Chief Operating Officer And Chief Financial Officer) appeared on Schedule A of Brave Family AdvisorsMar 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Brave Family Advisors · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 858-875-4100reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/brave-asset-management/?viewAsMember=trreportedpublic record, Form ADV, Sep 17, 2026
- Website
- bravefamilyadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 908-522-8822reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- alphacore.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $624Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026