DFX Intelligence
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Team lift-out
3 advisors left J••• M••••• P•••••• W••••• A••••••• L•• for G• W••••• M••••••••• R••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christine Michelle Vasquez | Los Angeles, Ca | Oct 2, 2023 | Sep 29, 2023 |
| James Wightman Wilcox | Los Angeles, Ca | Oct 2, 2023 | Oct 29, 2023 |
| Michael Ken Kato | Palo Alto, Ca | Oct 9, 2023 | Nov 16, 2023 |
The rule
- Registrations ended
- Oct 2, 2023 to Oct 9, 2023
- Registered next
- Sep 29, 2023 to Nov 16, 2023
- Branch state
- CA
- Cities
- 3, most in San Francisco, Ca
- Registered there that day
- 491 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape