DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Gc Wealth Management Ria, LLC

Independent wealth managerCambridge, MassachusettsCRD 327269SEC 801-128318websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 12, 2023 · 26 filings
SEC status approved since Aug 3, 2023
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.8B individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
44
34 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$5.8B as of Mar 31, 2026
Mar 21, 2024$1.7B then
HNW client RAUM$5.8B as of Mar 31, 2026
Mar 21, 2024$1.7B then
State-registered IARs (5.B.3)34 as of Mar 31, 2026
Mar 21, 202416 then
Employees (5.A)44 as of Mar 31, 2026
Mar 21, 202421 then
Private funds: no history
RAUM +171% over the last fiscal yearIARs 18 to 34offices 3 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$167MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
7derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$27.0MderivedHNW RAUM over HNW clients
Average account
$3.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
5.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+171%derivedbetween the last two annual amendments
Advisor growth, one year
+89%derivedItem 5.B.3 between annual amendments
Client growth, one year
+72%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$2.0B, 410 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.8B99%
  • Charitable organizations$24.9M0.4%
  • Individuals$10.5M0.2%
  • Corporations and businesses$195,0000.0%
Individual clients
32reported
HNW clients
215reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,731reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$2.0B for 410 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
34 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Michael GersackCertified Financial PlannerJackson, WySep 29, 202323 y5
David Steven BreslinSan Francisco, CaSep 29, 202324 y3
Chelsea Nichole ToledoJackson, WySep 29, 202313 y1
Christine Michelle VasquezCambridge, Ma Sep 29, 202312 y1
Richard Todd WillCertified Financial PlannerJackson, WySep 29, 202316 y4
Joseph James MathewsCambridge, MaOct 4, 202315 y1
Abigail Rose LeeCambridge, MaOct 4, 202311 y1
Darin M SouzaCambridge, MaOct 12, 202320 y4
James Wightman WilcoxJackson, WyOct 29, 202325 y1
Michael Ken KatoCertified Financial PlannerSan Francisco, CaNov 16, 202325 y1
Yin Chung HuangBellevue, WaJan 19, 202411 y1
Leigh FlorBellevue, WaJan 19, 202422 y3
Linda K MauzyChartered Financial AnalystBellevue, WaJan 19, 202429 y1
Kim-Tieng Tear BaronBellevue, WaJan 19, 202410 y2
Nichole Eileen HeidrickBellevue, WaFeb 8, 202421 y3
William A GrinnellCambridge, Ma May 23, 202437 y4
John Brian CarewJackson, Wy Jun 3, 202413 y1
Shelter Deedra WeinJackson, Wy Sep 6, 202410 y0
Arif AhmedCambridge, Ma May 20, 202528 y3
Laura ChaseWashington, Dc May 21, 202512 y1
Sotiria Basia SgourosWashington, Dc May 21, 202511 y2
Scott Lachlan LeeSan Francisco, CaMay 22, 202510 y1
Lemuel BourneCambridge, Ma May 22, 202511 y3
Sarah JoshiChartered Financial AnalystSan Francisco, CaMay 22, 202510 y3
Rohan MunsifChartered Financial AnalystWashington, Dc May 22, 202510 y2
Cearull Jack HorganCertified Financial Planner, Chartered Financial AnalystSan Francisco, CaMay 25, 202522 y7
Jonathan HartleyChartered Financial AnalystCambridge, Ma May 25, 202510 y2
Riley YangChartered Financial AnalystSan Francisco, CaMay 25, 202513 y3
Alexandra RuebChartered Financial AnalystSan Francisco, CaMay 25, 202528 y6
Jeremy ParselsCambridge, Ma May 27, 202523 y3
Brian Stephen LemanChartered Financial AnalystCambridge, Ma Jul 9, 202510 y2
Christopher James WolfeCertified Financial Planner, Chartered Financial AnalystCambridge, Ma Dec 19, 202533 y5
Richard Y ChanSan Francisco, CaFeb 24, 202614 y1
Ketan DesaiSan Francisco, CaMar 11, 202624 y6
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 2.9% of current headcount1 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Mark Allen · Chief Financial Officercontrol
      since 06/2023 · owns less than 5%
    • Steven David Breslin · Executive Vice Presidentcontrol
      since 06/2023 · owns less than 5%
    • Irvine Kenneth Chenault · Managing Directorcontrol
      since 06/2023 · owns less than 5%
    • Paul David Fialkow · Managing Directorcontrol
      since 06/2023 · owns less than 5%
    • Sanford Paul Fielding · Chief Operating Officercontrol
      since 06/2023 · owns less than 5%
    • Riley Jessica Hale · Chief Compliance Officer And Chief Legal Officercontrol
      since 09/2023 · owns less than 5%
    • Luke Christopher Mccain · Chief Legal Officercontrol
      since 06/2023 · owns less than 5%
    • Hemant Taneja · Managing Directorcontrol
      since 06/2023 · owns less than 5%
    • Robert Thornton · Chief Executive Officercontrol
      since 09/2025 · owns less than 5%
    • James Christopher Wolfe · Chief Investment Officercontrol
      since 11/2025 · owns less than 5%
    • Irvine Kenneth Chenault · Membercontrol
      since 02/2018 · owns 25% to 50% of General Catalyst Group Management Holdings Gp, LLC
    • Irvine Kenneth Chenault · Limited Partnercontrol
      since 02/2018 · owns 25% to 50% of General Catalyst Group Management Holdings, L.P.
    • Paul David Fialkow · Limited Partnercontrol
      since 12/2004 · owns 25% to 50% of General Catalyst Group Management Holdings, L.P.
    • Paul David Fialkow · Membercontrol
      since 02/2018 · owns 25% to 50% of General Catalyst Group Management Holdings Gp, LLC
    • Hemant Taneja · Limited Partnercontrol
      since 10/2017 · owns 25% to 50% of General Catalyst Group Management Holdings, L.P.
    • Hemant Taneja · Membercontrol
      since 02/2018 · owns 25% to 50% of General Catalyst Group Management Holdings Gp, LLC
    Entity owners
    • Gc Wealth Management · Member
      direct · owns 75% or more
    • Gc Wealth Management Intermediate, LLC · Member
      direct · owns 75% or more
    • Gc Management Partners, L.P · Member
      indirect · owns 75% or more of General Catalyst Group Management, LLC
    • Gc Partners Holdings, LP · Limited Partner
      indirect · owns 75% or more of Gc Management Partners, L.P
    • Gc Wealth Management Parent, LLC · Member
      indirect · owns 75% or more of Gc Wealth Management Intermediate, LLC
    • General Catalyst Group Management Holdings Gp, LLC · General Partner
      indirect · owns F of Gc Management Partners, L.P
    • General Catalyst Group Management Holdings, L.P. · Limited Partner
      indirect · owns 75% or more of Gc Management Partners, L.P
    • General Catalyst Group Management, LLC · Member
      indirect · owns 75% or more of Gc Wealth Management Parent, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Gc Wealth Management Ria, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Cambridge, Ma · principal1610
    San Francisco, Ca1131
    Jackson, Wy600
    Washington, Dc600
    Bellevue, Wa500
    Offices
    Schedule D 1.F, the 25 largest
    • Bellevue, WA5 employees
    • Jackson, WY4 employees
    • San Francisco, CA1 employees
    ADV anomalies
    15 against comparable advisers; where to look, not conclusions
    • growth on all axesCombination · filing Mar 31, 2026
      RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $2,153,349,029 to $5,832,937,576, advisors 18 to 34, private clients 144 to 247, offices 3 to 5 (2025-03-27 to 2026-03-31)
      peers: independent wealth managers, $5B to $20B (289)
    • new owner headcount expandsCombination · filing Mar 31, 2026
      GC WEALTH MANAGEMENT joined Schedule A on the filing of 2026-03-31; advisors 18.0 to 34.0 between the annual amendments of 2025-03-27 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • account count surgeChange between filings · filing Mar 31, 2026
      accounts (Item 5.F.2.f) moved from 880.0 to 1,731.0 (+97.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 95.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (253) · 95% percentile
    • advisor count surgeChange between filings · filing Mar 31, 2026
      advisory representatives (Item 5.B.3) moved from 18.0 to 34.0 (+89.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (220) · 97% percentile
    • client count surgeChange between filings · filing Mar 31, 2026
      individual and HNW clients (Item 5.D) moved from 144.0 to 247.0 (+72.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 94.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (224) · 94% percentile
    • control person changedChange between filings · filing Mar 31, 2026
      Thornton, Robert (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      Wolfe, Christopher, James (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      CHENAULT, KENNETH, IRVINE (MEMBER) left Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      FIALKOW, DAVID, PAUL (MANAGING DIRECTOR) left Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      TANEJA, HEMANT (MANAGING DIRECTOR) left Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      MCCAIN, CHRISTOPHER, LUKE (CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Mar 31, 2026
      FIELDING, PAUL, SANFORD (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-11-11 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • employee count surgeChange between filings · filing Mar 31, 2026
      employees (Item 5.A) moved from 21.0 to 44.0 (+110.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +5.0% (264 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (264) · 99% percentile
    • office count surgeChange between filings · filing Mar 31, 2026
      offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 91.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (142) · 91% percentile
    • RAUM up 50 %Change between filings · filing Mar 31, 2026
      RAUM (Item 5.F) moved from $2,153,349,029 to $5,832,937,576 (+171.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (271) · 97% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 880 to 1,731
      Dec 10, 2025 to Mar 31, 2026
    • Advisory employees · 17 to 34
      Dec 10, 2025 to Mar 31, 2026
    • HNW clients · 123 to 215
      Dec 10, 2025 to Mar 31, 2026
    • Individual clients · 21 to 32
      Dec 10, 2025 to Mar 31, 2026
    • Assets in custody · $1.9B to $2.0B
      Dec 10, 2025 to Mar 31, 2026
    • Employees · 21 to 44
      Dec 10, 2025 to Mar 31, 2026
    • Financial planning clients · 101-250 to 251-500
      Dec 10, 2025 to Mar 31, 2026
    • State-registered IARs · 18 to 34
      Dec 10, 2025 to Mar 31, 2026
    • Other offices · 4 to 5
      Dec 10, 2025 to Mar 31, 2026
    • Discretionary RAUM · $2.2B to $5.8B
      Dec 10, 2025 to Mar 31, 2026
    • HNW RAUM · $2.1B to $5.8B
      Dec 10, 2025 to Mar 31, 2026
    • Individual RAUM · $7.6M to $10.5M
      Dec 10, 2025 to Mar 31, 2026
    • RAUM · $2.2B to $5.8B
      Dec 10, 2025 to Mar 31, 2026
    • Assets in custody · unset to 1932765344.0
      Oct 15, 2025 to Dec 10, 2025
    • Custody of client assets · false to true
      Oct 15, 2025 to Dec 10, 2025
    • Other offices · 3 to 4
      Oct 15, 2025 to Dec 10, 2025
    • Financial planning clients · 101-250 to 101-250
      Mar 27, 2025 to May 20, 2025
    • Accounts · 856 to 880
      Feb 14, 2025 to Mar 27, 2025
    • HNW clients · 118 to 123
      Feb 14, 2025 to Mar 27, 2025
    • Individual clients · 34 to 21
      Feb 14, 2025 to Mar 27, 2025
    • Discretionary RAUM · $2.1B to $2.2B
      Feb 14, 2025 to Mar 27, 2025
    • HNW RAUM · $2.1B to $2.1B
      Feb 14, 2025 to Mar 27, 2025
    • Individual RAUM · $7.5M to $7.6M
      Feb 14, 2025 to Mar 27, 2025
    • RAUM · $2.1B to $2.2B
      Feb 14, 2025 to Mar 27, 2025
    • Accounts · 676 to 856
      Jun 4, 2024 to Nov 11, 2024
    • Advisory employees · 15 to 17
      Jun 4, 2024 to Nov 11, 2024
    • HNW clients · 98 to 118
      Jun 4, 2024 to Nov 11, 2024
    • Individual clients · 9 to 34
      Jun 4, 2024 to Nov 11, 2024
    • State-registered IARs · 16 to 18
      Jun 4, 2024 to Nov 11, 2024
    • Discretionary RAUM · $1.7B to $2.1B
      Jun 4, 2024 to Nov 11, 2024
    • HNW RAUM · $1.7B to $2.1B
      Jun 4, 2024 to Nov 11, 2024
    • Individual RAUM · $6.0M to $7.5M
      Jun 4, 2024 to Nov 11, 2024
    • RAUM · $1.7B to $2.1B
      Jun 4, 2024 to Nov 11, 2024
    • Business name · CATALYTIC WEALTH MANAGEMENT to GC WEALTH MANAGEMENT RIA, LLC
      Nov 11, 2024 to Nov 11, 2024
    • Legal name · CATALYTIC WEALTH RIA, LLC to GC WEALTH MANAGEMENT RIA, LLC
      Nov 11, 2024 to Nov 11, 2024
    • Accounts · 488 to 676
      Jan 18, 2024 to Mar 21, 2024
    • Advisory employees · 10 to 15
      Jan 18, 2024 to Mar 21, 2024
    • HNW clients · 72 to 98
      Jan 18, 2024 to Mar 21, 2024
    • Individual clients · 8 to 9
      Jan 18, 2024 to Mar 21, 2024
    • Employees · 16 to 21
      Jan 18, 2024 to Mar 21, 2024
    Signals
    16 dated events
    • Gc Wealth Management Ria, Llc reported RAUM $5.8B, up 171% from $2.2B (2025-12-10 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Gc Wealth Management Ria, Llc reported 34 state-registered advisory representatives, up from 18 (2025-12-10 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • Nicholas Lee left Gc Wealth Management Ria, Llc for J.P. Morgan Securities Llc (registered 2026-06-16)
      Dec 5, 2025 · Advisor changed firm · fact
    • 12 advisors left J.P. Morgan Securities LLC (San Francisco, CA) for GC Wealth Management RIA, LLC within 6 days
      May 16, 2025 · Team lift-out · derived
    • Gc Wealth Management Ria, Llc reported RAUM $1.7B, up 71% from $1.0B (2024-01-18 to 2024-03-21)
      Mar 21, 2024 · RAUM change · derived
    • Edward Joel Cutler (Managing Director) no longer on Schedule A of Gc Wealth Management Ria, Llc (listed 2024-01-18, absent 2024-03-21)
      Mar 21, 2024 · Control person left · inference
    • 3 advisors left J.P. Morgan Private Wealth Advisors LLC (Bellevue, WA) for GC Wealth Management RIA, LLC on the same day
      Feb 7, 2024 · Team lift-out · derived
    • 2 advisors left J.P. Morgan Private Wealth Advisors LLC (Bellevue, WA) for GC Wealth Management RIA, LLC on the same day
      Jan 22, 2024 · Team lift-out · derived
    • Gc Wealth Management Ria, Llc reported RAUM $1.0B, up 254% from $282.9M (2023-11-20 to 2023-12-21)
      Dec 21, 2023 · RAUM change · derived
    • Gc Wealth Management Ria, Llc reported 11 state-registered advisory representatives, up from 0 (2023-10-27 to 2023-11-20)
      Nov 20, 2023 · Advisor headcount change · derived
    • 3 advisors left J.P. Morgan Private Wealth Advisors LLC (Jackson, WY) for GC Wealth Management RIA, LLC within 2 days
      Oct 2, 2023 · Team lift-out · derived
    • 3 advisors left J.P. Morgan Private Wealth Advisors LLC (Boston, MA) for GC Wealth Management RIA, LLC on the same day
      Oct 2, 2023 · Team lift-out · derived
    • 3 advisors left J.P. Morgan Private Wealth Advisors LLC (Los Angeles, CA) for GC Wealth Management RIA, LLC within 7 days
      Oct 2, 2023 · Team lift-out · derived
    • Stanton Anthony Dell (Chief Compliance Officer) no longer on Schedule A of Gc Wealth Management Ria, Llc (listed 2023-09-05, absent 2023-09-06)
      Sep 6, 2023 · Control person left · inference
    • Riley Jessica Hale (Chief Compliance Officer) appeared on Schedule A of Gc Wealth Management Ria, Llc
      Sep 6, 2023 · Control person joined · fact
    • Genomic Wealth Management filed its initial SEC registration (Form ADV)
      Jun 12, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    gcwinfo@generalcatalyst.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    212-775-4000reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    415-659-5000reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    617-234-7000reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/general-catalystreportedpublic record, Form ADV, Sep 17, 2026
    Website
    generalcatalyst.com/wealthreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    617-234-7000reportedpublic record, Form ADV, Mar 31, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $167Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026