RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Gc Wealth Management Ria, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 14 | J.P. Morgan Securities LLC wirehouse | Gc Wealth Management Ria, LLC independent RIA | San Francisco, Ca +1 | Wirehouse to independent RIA | May 16, 2025 over 6 d |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Bellevue, Wa | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 |
| 2 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Bellevue, Wa | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | San Francisco, Ca +2 | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 over 7 d |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Boston, Ma | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Jackson, Wy | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 over 2 d |