DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Stephanie Elizabeth Oesch | Boston, Ma | Feb 26, 2024 | Jan 23, 2024 |
| Aaron William Straus | Boston, Ma | Mar 8, 2024 | Oct 26, 2023 |
The rule
- Registrations ended
- Feb 26, 2024 to Mar 8, 2024
- Registered next
- Oct 26, 2023 to Jan 23, 2024
- Branch state
- MA
- Cities
- 1, most in Boston, Ma
- Registered there that day
- 454 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape