DFX Intelligence
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Firm absorbed
20 advisors left C••••••• A•••• M••••••••• L•• for P••••••••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brennan C Mccormack | Boulder, Co | Apr 12, 2024 | Apr 18, 2024 |
| Cassandra Marie Puhalla | Boulder, Co | Apr 12, 2024 | Apr 21, 2024 |
| Cassidy Steck | Boulder, Co | Apr 12, 2024 | Apr 18, 2024 |
| Charles Alan Olson | Boulder, Co | Apr 12, 2024 | Apr 21, 2024 |
| Daniel William Barton | Boulder, Co | Apr 12, 2024 | Apr 24, 2024 |
| Eliza Davison Leach | Boulder, Co | Apr 12, 2024 | Apr 26, 2024 |
| Emily Jane Mears | Boulder, Co | Apr 12, 2024 | May 15, 2024 |
| James Matthew Walker | Boulder, Co | Apr 12, 2024 | Apr 21, 2024 |
| Justine Nicole Decoste | Boulder, Co | Apr 12, 2024 | Jan 1, 2025 |
| Kevin Richard Arnold | Boulder, Co | Apr 12, 2024 | Apr 21, 2024 |
| Koleton Gruber | Boulder, Co | Apr 12, 2024 | Apr 22, 2024 |
| Miles Nathaniel Cooke | Boulder, Co | Apr 12, 2024 | May 20, 2024 |
| Taylor Davison Gitcho | Boulder, Co | Apr 12, 2024 | Apr 24, 2024 |
| Tenaya Rose Harrison-Morelock | Boulder, Co | Apr 12, 2024 | Apr 18, 2024 |
| Thomas Peter Gallanis | Boulder, Co | Apr 12, 2024 | Apr 21, 2024 |
| Christine Haverly Basler | Boulder, Co | Apr 15, 2024 | Apr 21, 2024 |
| Frank Fisher Mountcastle | Boulder, Co | Apr 15, 2024 | Apr 18, 2024 |
| Jeffrey M Durkin | Boulder, Co | Apr 15, 2024 | Apr 18, 2024 |
| Maria Elizabeth Zesbaugh | Boulder, Co | Apr 15, 2024 | Apr 18, 2024 |
| Pascal Ambrose Lyon Brassey | Boulder, Co | Apr 15, 2024 | Apr 18, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 12, 2024 to Apr 15, 2024
- Registered next
- Apr 18, 2024 to Jan 1, 2025
- Branch state
- CO
- Cities
- 1, most in Boulder, Co
- Registered there that day
- 25 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape