DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
Not a lift-out: both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrea Lewis | Atlanta, Ga | May 20, 2021 | Dec 18, 2020 |
| Jacob Fussell | Atlanta, Ga | May 20, 2021 | Dec 11, 2020 |
| Stephen Russell Story | Douglas, Ga | May 20, 2021 | Mar 22, 2021 |
The rule
- Registrations ended
- May 20, 2021
- Registered next
- Dec 11, 2020 to Mar 22, 2021
- Branch state
- GA
- Cities
- 2, most in Atlanta, Ga
- Registered there that day
- 259 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- One enterprise because
- both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape