DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• F••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 6800363

Feed of 09/15/2026

Also filed as J•••• F••••••

At current firm

0 y

since Jan 29, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jan 29, 2026 · Macon, Ga
S••••• F•••••••• G•••• I•• former
Dec 11, 2020 to May 20, 2021 · Atlanta, Ga
C••••• A•••••• N••••••• L•• former
Dec 11, 2020 to Aug 3, 2022 · Atlanta, Ga
P•••••••• S••••••••• I••• BD affiliated
Mar 16, 2020 to Dec 17, 2020 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to E•••••• A••••••• G••••• L••
left Aug 3, 2022, registered Jan 29, 2026 (1275 days) · Affiliated broker-dealer or bank to another
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered Dec 11, 2020 (-160 days) · channel change inside one enterprise, not a move · moved with a team
P•••••••• S••••••••• I••• to S••••• F•••••••• G•••• I••
left Dec 17, 2020, registered Dec 11, 2020 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

J•••• F•••••• left C••••• A•••••• N••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-01-29)
Aug 3, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address