DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for B• R•••• W••••• M•••••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Douglas Hartley | San Francisco, Ca | Oct 13, 2020 | Oct 9, 2020 |
| Roger Daniel Follis | San Francisco, Ca | Oct 13, 2020 | Oct 9, 2020 |
The rule
- Registrations ended
- Oct 13, 2020
- Registered next
- Oct 9, 2020
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 1,489 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape