RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
8 advisors left W•••• F•••• A••••••• for G•• F•••••••• S••••••••• L••
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Claire Foster Weil | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Jean-Paul Atallah | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Jonathan Stuart Yolles | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Lee Charles Batten | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Luke Joseph Violette | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Michael Joseph Lepore | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Shane Reilly | West Hartford, Ct | Aug 2, 2016 | Nov 1, 2016 |
| Wendy Elizabeth Duncan | West Hartford, Ct | Aug 2, 2016 | May 24, 2017 |
- Registrations ended
- Aug 2, 2016
- Registered next
- Nov 1, 2016 to May 24, 2017
- Branch state
- CT
- Cities
- 1, most in West Hartford, Ct
- Registered there that day
- 1,319 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- a succession within a year (Aug 1, 2016), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.