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Team lift-out

2 advisors left M••••• S•••••• I••••••••• M••••••••• I••• for I•••••• I••••••••• M••••••••• L••

asset managertoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Marshall Van KaplanNew York, NyOct 30, 2018Aug 10, 2026
Rochelle Faye WagenheimNew York, NyOct 30, 2018Aug 10, 2026
The rule
Registrations ended
Oct 30, 2018
Registered next
Aug 10, 2026
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
17 (people still on IAPD; an estimate)
Share of that headcount
12%
Succession by the destination
none on the tape