DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left C•••••••• C•••••• P••••••• L•• for M••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brendan Diarmuid ConnaughtonSan Francisco, CaApr 4, 2018Jan 8, 2018
Bryan David WilsonSan Francisco, CaApr 4, 2018Jan 8, 2018
John Brenton DoddSan Francisco, CaApr 4, 2018Jan 8, 2018
Mitchell Lawrence SandsSan Francisco, CaApr 4, 2018Jan 8, 2018
The rule
Registrations ended
Apr 4, 2018
Registered next
Jan 8, 2018
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
57%
Succession by the destination
none on the tape
Other teams out of C•••••••• C•••••• P••••••• L••Other teams into M••••• A•••••••• L••