DFX Intelligence
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Team lift-out
3 advisors left J• W• C••• A•••••••• I••• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles John Rose | Tampa, Fl | Mar 21, 2019 | Feb 22, 2019 |
| Nathaniel Brown | Tampa, Fl | Mar 22, 2019 | Feb 28, 2019 |
| Nga Le Brown | Tampa, Fl | Mar 22, 2019 | Feb 28, 2019 |
The rule
- Registrations ended
- Mar 21, 2019 to Mar 22, 2019
- Registered next
- Feb 22, 2019 to Feb 28, 2019
- Branch state
- FL
- Cities
- 1, most in Tampa, Fl
- Registered there that day
- 222 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- Succession by the destination
- none on the tape