DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C••• S••••• C••••••••• I••• to F•••••••• C••••••••• G••••
Not a lift-out: both firms report Morgan Stanley as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
institutionaltoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jefferson D Chalk | Dallas, Tx | Jul 16, 2024 | Jun 25, 2024 |
| Jessica L Myers | Houston, Tx | Jul 16, 2024 | Jun 25, 2024 |
The rule
- Registrations ended
- Jul 16, 2024
- Registered next
- Jun 25, 2024
- Branch state
- TX
- Cities
- 1, most in Dallas, Tx
- Registered there that day
- 14 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- One enterprise because
- both firms report Morgan Stanley as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape