DFX Intelligence
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Team lift-out
3 advisors left G•••••••• C•••••• M••••••••• L•• for W•••••• W••••• M••••••••• L••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bridget Anne Hommey | Golden, Co | Jul 5, 2016 | Jun 20, 2016 |
| John Edward Mumford | Lone Tree, Co | Jul 5, 2016 | Jun 17, 2016 |
| Martin Tory Streetman | Lone Tree, Co | Jul 5, 2016 | Jun 29, 2016 |
The rule
- Registrations ended
- Jul 5, 2016
- Registered next
- Jun 17, 2016 to Jun 29, 2016
- Branch state
- CO
- Cities
- 2, most in Lone Tree, Co
- Registered there that day
- 17 (people still on IAPD; an estimate)
- Share of that headcount
- 18%
- Succession by the destination
- a succession within a year (Apr 22, 2016), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.