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Firm absorbed

3 advisors left F•••••••• D••••• • M••••••••• I••• for G••••• W••••• M••••••••• I•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Cindy Marker HegyFort Collins, CoMay 29, 2020Mar 7, 2012
David Arthur AsburyFort Collins, CoMay 29, 2020Mar 19, 2013
William Charles ReynoldsFort Collins, CoJun 5, 2020Jul 23, 2009
The rule
Registrations ended
May 29, 2020 to Jun 5, 2020
Registered next
Jul 23, 2009 to Mar 19, 2013
Branch state
CO
Cities
1, most in Fort Collins, Co
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
60%
Succession by the destination
none on the tape