RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• A•••••
- G••••• W••••• M••••••••• I••• BD affiliated currentsince Mar 19, 2013 · Fort Collins, Co
- F•••••••• D••••• • M••••••••• I••• formerJan 1, 1999 to May 29, 2020 · Fort Collins, Co
- O•••• W•••••• I••• BD affiliatedJan 1, 1999 to Apr 14, 2005 · Fort Collins, Co
- F•••••••• D••••• • M••••••••• I••• to G••••• W••••• M••••••••• I•••left May 29, 2020, registered Mar 19, 2013 (-2628 days) · Other · moved with a team
- O•••• W•••••• I••• to F•••••••• D••••• • M••••••••• I•••left Apr 14, 2005, registered Jan 1, 1999 (-2295 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address