DFX Intelligence
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Firm absorbed
10 advisors left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amelia Mccarthy | Portland, Me | Jul 19, 2023 | Jun 30, 2023 |
| Ann Marie Mohammad | Portland, Me | Jul 19, 2023 | Jun 30, 2023 |
| Christopher Helm Lyford | Portland, Me | Jul 19, 2023 | Jun 30, 2023 |
| Hope Martin | Portland, Me | Jul 19, 2023 | Jun 30, 2023 |
| Alexander Pantalone | Portland, Me | Jul 20, 2023 | Jun 30, 2023 |
| Christopher Penfield | Portland, Me | Jul 20, 2023 | Jun 30, 2023 |
| Izabela Hallett | Portland, Me | Jul 20, 2023 | Jun 30, 2023 |
| James Hadley Oconnor | Portland, Me | Jul 20, 2023 | Jun 30, 2023 |
| Jeffrey Folsom Carlisle | Portland, Me | Jul 20, 2023 | Jun 30, 2023 |
| Lawrence A Blaisdell | Portland, Me | Jul 21, 2023 | Jun 30, 2023 |
The rule
- Registrations ended
- Jul 19, 2023 to Jul 21, 2023
- Registered next
- Jun 30, 2023
- Branch state
- ME
- Cities
- 1, most in Portland, Me
- Registered there that day
- 19 (people still on IAPD; an estimate)
- Share of that headcount
- 53%
- Succession by the destination
- none on the tape