DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V••••••• W••••• M•••••••••

Former SEC-registered adviserPortland, MaineCRD 119642SEC 801-61006IAPD
Legal name V••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2023
First filing on the tape Mar 20, 2012 · 24 filings
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$2.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.2B as of Mar 30, 2023
Mar 20, 2012$387M then
HNW client RAUM$2.1B as of Mar 30, 2023
Mar 29, 2018$965M then
State-registered IARs (5.B.3)20 as of Mar 30, 2023
Mar 20, 20120 then
Employees (5.A)29 as of Mar 30, 2023
Jan 14, 201316 then
Private funds: no history
RAUM -1.8% over the last fiscal year+17% a year over threeIARs 21 to 20
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
$110MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
25derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.0MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
10.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-1.8%derivedbetween the last two annual amendments
Advisor growth, one year
-4.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.2%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$1.2B, 207 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.1B95%
  • Charitable organizations$53.4M2.4%
  • Individuals$31.1M1.4%
  • Pension and profit-sharing plans$26.6M1.2%
Individual clients
81reported
HNW clients
416reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
1,753reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$1.2B for 207 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••••• L•••••••• A••••• · Chief Compliance Officercontrol
      since 07/2012 · owns less than 5%
    • C•••••••• J••••••• F••••• · Founder & Principalcontrol
      since 03/2002 · owns less than 5%
    • M••••••• D•••••• M•••••• · Founder & Principalcontrol
      since 03/2002 · owns less than 5%
    • S•••••••• S••••• D•••• · Founder & Principalcontrol
      since 03/2002 · owns less than 5%
    • C•••••••• J••••••• F••••• · Membercontrol
      since 03/2002 · owns 25% to 50% of V••••••• C••••••• L••
    • M••••••• D•••••• M•••••• · Membercontrol
      since 03/2002 · owns 25% to 50% of V••••••• C••••••• L••
    • S•••••••• S••••• D•••• · Membercontrol
      since 03/2002 · owns 25% to 50% of V••••••• C••••••• L••
    Entity owners
    • V••••••• C••••••• L•• · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Portsmouth, NH12 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,534 to 1,753
      Nov 1, 2022 to Mar 30, 2023
    • Advisory employees · 21 to 20
      Nov 1, 2022 to Mar 30, 2023
    • Charity clients · 6 to 7
      Nov 1, 2022 to Mar 30, 2023
    • HNW clients · 372 to 416
      Nov 1, 2022 to Mar 30, 2023
    • Individual clients · 83 to 81
      Nov 1, 2022 to Mar 30, 2023
    • Assets in custody · $1.6B to $1.2B
      Nov 1, 2022 to Mar 30, 2023
    • Employees · 31 to 29
      Nov 1, 2022 to Mar 30, 2023
    • State-registered IARs · 21 to 20
      Nov 1, 2022 to Mar 30, 2023
    • Discretionary RAUM · $2.2B to $2.2B
      Nov 1, 2022 to Mar 30, 2023
    • HNW RAUM · $2.1B to $2.1B
      Nov 1, 2022 to Mar 30, 2023
    • Individual RAUM · $48.7M to $31.1M
      Nov 1, 2022 to Mar 30, 2023
    • Pension RAUM · $29.5M to $26.6M
      Nov 1, 2022 to Mar 30, 2023
    • RAUM · $2.2B to $2.2B
      Nov 1, 2022 to Mar 30, 2023
    • Business name · V••••••• C•••••• M••••••••• L•• to V••••••• W••••• M•••••••••
      Oct 5, 2022 to Nov 1, 2022
    • Employees · 28 to 31
      Mar 30, 2022 to Oct 5, 2022
    • Accounts · 1,386 to 1,534
      Mar 30, 2021 to Mar 30, 2022
    • Advisory employees · 17 to 21
      Mar 30, 2021 to Mar 30, 2022
    • HNW clients · 325 to 372
      Mar 30, 2021 to Mar 30, 2022
    • Individual clients · 90 to 83
      Mar 30, 2021 to Mar 30, 2022
    • Assets in custody · $1.2B to $1.6B
      Mar 30, 2021 to Mar 30, 2022
    • Employees · 24 to 28
      Mar 30, 2021 to Mar 30, 2022
    • State-registered IARs · 17 to 21
      Mar 30, 2021 to Mar 30, 2022
    • Discretionary RAUM · $1.7B to $2.2B
      Mar 30, 2021 to Mar 30, 2022
    • HNW RAUM · $1.6B to $2.1B
      Mar 30, 2021 to Mar 30, 2022
    • Individual RAUM · $40.0M to $48.7M
      Mar 30, 2021 to Mar 30, 2022
    • Pension RAUM · $25.9M to $29.5M
      Mar 30, 2021 to Mar 30, 2022
    • RAUM · $1.7B to $2.2B
      Mar 30, 2021 to Mar 30, 2022
    • Accounts · 1,172 to 1,386
      Sep 10, 2020 to Mar 30, 2021
    • Advisory employees · 18 to 17
      Sep 10, 2020 to Mar 30, 2021
    • Charity clients · 5 to 6
      Sep 10, 2020 to Mar 30, 2021
    • HNW clients · 284 to 325
      Sep 10, 2020 to Mar 30, 2021
    • Individual clients · 84 to 90
      Sep 10, 2020 to Mar 30, 2021
    • Assets in custody · $1.0B to $1.2B
      Sep 10, 2020 to Mar 30, 2021
    • State-registered IARs · 18 to 17
      Sep 10, 2020 to Mar 30, 2021
    • Discretionary RAUM · $1.4B to $1.7B
      Sep 10, 2020 to Mar 30, 2021
    • HNW RAUM · $1.3B to $1.6B
      Sep 10, 2020 to Mar 30, 2021
    • Individual RAUM · $34.2M to $40.0M
      Sep 10, 2020 to Mar 30, 2021
    • Pension RAUM · $18.4M to $25.9M
      Sep 10, 2020 to Mar 30, 2021
    • RAUM · $1.4B to $1.7B
      Sep 10, 2020 to Mar 30, 2021
    • Accounts · 1,005 to 1,172
      Apr 25, 2019 to Mar 30, 2020
    Signals
    27 dated events
    • L••••••• A• B•••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 21, 2023 · Advisor changed firm · fact
    • A•••••••• P•••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • J•••••• F••••• C••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • I•••••• H•••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • J•••• H••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • J•••• H••••• O•••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • C••••••••• P••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 20, 2023 · Advisor changed firm · fact
    • D••••• M•••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • S•••••••• A• D••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • H••• M••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • C••••••••• H••• L••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • C•••• P•••••• K••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • W•••••• F• C••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • S••••• W••••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • A•• M•••• M••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • J••• T••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • 9 advisors left V••••••• W••••• M••••••••• (Portsmouth, NH) for H•••••••• A•••••••• L•• a day apart
      Jul 19, 2023 · Team lift-out · derived
    • H••••• L•••••• S•••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • A••••• M••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • S•••• D•••• S••••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
      Jul 19, 2023 · Advisor changed firm · fact
    • V••••••• W••••• M•••••••••'s advisors moved to H•••••••• A•••••••• L•• (Portland, ME): 10 of 19 registered, within 2 days
      Jul 19, 2023 · Firm absorbed (people side) · derived
    • V••••••• W••••• M••••••••• reported RAUM $2.2B, up 28% from $1.7B (2021-03-30 to 2022-03-30)
      Mar 30, 2022 · RAUM change · derived
    • V••••••• W••••• M••••••••• reported RAUM $1.7B, up 26% from $1.4B (2020-09-10 to 2021-03-30)
      Mar 30, 2021 · RAUM change · derived
    • Darrell Lester Mayeux (Member) no longer on Schedule A of V••••••• W••••• M••••••••• (listed 2020-06-29, absent 2020-09-10)
      Sep 10, 2020 · Control person left · inference
    • Lund Laurie Chandler (Member) no longer on Schedule A of V••••••• W••••• M••••••••• (listed 2020-06-29, absent 2020-09-10)
      Sep 10, 2020 · Control person left · inference
    • V••••••• W••••• M••••••••• reported RAUM $1.4B, up 28% from $1.1B (2019-04-25 to 2020-03-30)
      Mar 30, 2020 · RAUM change · derived
    • V••••••• W••••• M••••••••• reported RAUM $1.0B, up 36% from $765.3M (2017-03-30 to 2018-03-29)
      Mar 29, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026