DFX Intelligence
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Team lift-out
9 advisors left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Colin Patrick Kelley | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Daniel Mulkern | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Hannah Lindsey Santy | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Jean Trim | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Samuel Witherspoon | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Scott David Sorensen | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| Stephanie A Dunbar | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| William F Clifford | Portsmouth, Nh | Jul 19, 2023 | Jun 30, 2023 |
| James Holler | Portsmouth, Nh | Jul 20, 2023 | Jun 30, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 19, 2023 to Jul 20, 2023
- Registered next
- Jun 30, 2023
- Branch state
- NH
- Cities
- 1, most in Portsmouth, Nh
- Registered there that day
- 19 (people still on IAPD; an estimate)
- Share of that headcount
- 47%
- Succession by the destination
- none on the tape