DFX Intelligence

RIA Intelligence

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Firm absorbed

21 advisors left W••••• F•••••••• S•••••••• L•• for C••• F•••••••• S•••••••• L•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Clarke GatesAnaheim, CaFeb 6, 2023Jan 13, 2023
Byung Do ChongAnaheim, CaFeb 6, 2023Jan 13, 2023
Daniel HerreraPalmdale, CaFeb 6, 2023Jan 13, 2023
Danova Gary ChowAnaheim, CaFeb 6, 2023Jan 16, 2023
David Anthony JabczenskiAnaheim, CaFeb 6, 2023Jan 13, 2023
Jessi Nicole BeachAnaheim, CaFeb 6, 2023Jan 13, 2023
Karl Steven GerstenackerLos Angeles, CaFeb 6, 2023Jan 13, 2023
Kevin Walter VogtHuntington Beach, CaFeb 6, 2023Jan 16, 2023
Monica CardenasAnaheim, CaFeb 6, 2023Jan 13, 2023
Norman Matthew YeeHawthorne, CaFeb 6, 2023Jan 16, 2023
Pan Jung KweGlendale, CaFeb 6, 2023Jan 16, 2023
Philip RubiaPasadena, CaFeb 6, 2023Jan 16, 2023
Robert Michael GarciaTustin, CaFeb 6, 2023Jan 13, 2023
Ryan Christopher TrainaRedlands, CaFeb 6, 2023Jan 16, 2023
Sandra Marie HolguinPasadena, CaFeb 6, 2023Jan 16, 2023
Scott James WalkerAnaheim, CaFeb 6, 2023Jan 13, 2023
Sheldon Cooper ReedPasadena, CaFeb 6, 2023Jan 16, 2023
Stephen Arthur BoyleAnaheim, CaFeb 6, 2023Jan 13, 2023
Truong Quang ThieuAnaheim, CaFeb 6, 2023Jan 16, 2023
Yelena V KalashnikovaSherman Oaks, CaFeb 6, 2023Jan 13, 2023
Jonathon James AllenAnaheim, CaFeb 7, 2023Jan 16, 2023
The rule
Registrations ended
Feb 6, 2023 to Feb 7, 2023
Registered next
Jan 13, 2023 to Jan 16, 2023
Branch state
CA
Cities
10, most in Anaheim, Ca
Registered there that day
21 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of W••••• F•••••••• S•••••••• L••Other teams into C••• F•••••••• S•••••••• L•••