DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from C••••••• P••••••• I••••••••• A•••••••• L•• to C••••••• P•••••••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
institutionaltoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Winston C Ventura | San Diego, Ca | Mar 3, 2026 | Jan 21, 2026 |
| Allison Raez Swanson | Newport Beach, Ca | Mar 8, 2026 | Jan 20, 2026 |
The rule
- Registrations ended
- Mar 3, 2026 to Mar 8, 2026
- Registered next
- Jan 20, 2026 to Jan 21, 2026
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 108 (people still on IAPD; an estimate)
- Share of that headcount
- 1.9%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape