DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from K•••• F•••••••• S••••••• to K•••• F•••••••• S••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Paul Krout | Braintree, Ma | Feb 14, 2018 | Apr 9, 2018 |
| Gregory Peter Murray | Braintree, Ma | Feb 14, 2018 | Feb 20, 2018 |
The rule
- Registrations ended
- Feb 14, 2018
- Registered next
- Feb 20, 2018 to Apr 9, 2018
- Branch state
- MA
- Cities
- 1, most in Braintree, Ma
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Jan 11, 2018), not necessarily this firm