DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from I••••• F•••••••• C••••••••• to S•• I••••••••• I•••
Not a lift-out: both firms report Prudential Plc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Corey G Sherf | Appleton, Wi | May 19, 2016 | May 18, 2016 |
| Darren Lee Grayson | Rhinelander, Wi | May 19, 2016 | May 18, 2016 |
| Nicholas John Schneider | Green Bay, Wi | May 20, 2016 | May 18, 2016 |
The rule
- Registrations ended
- May 19, 2016 to May 20, 2016
- Registered next
- May 18, 2016
- Branch state
- WI
- Cities
- 3, most in Rhinelander, Wi
- Registered there that day
- 618 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report Prudential Plc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape