RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••• A•••••••• L•• former currentsince Jan 1, 2025 · Wauwatosa, Wi
- T• A••••••••• I••• formerFeb 27, 2018 to Feb 28, 2018 · Mequon, Wi
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Feb 28, 2018 · Omaha, Ne
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 26, 2018 to Oct 1, 2021 · Whitefish Bay, Wi
- S•••••••• I••••••••• M••••••••• formerJan 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
- N•••••• W••••• M••••••••• i••••••••• wealthAug 8, 2016 to Dec 12, 2016 · Green Bay, Wi
- S•• I••••••••• I••• formerMay 18, 2016 to Oct 31, 2016 · Green Bay, Wi
- I••••• F•••••••• C••••••••• formerOct 6, 2014 to May 20, 2016 · Green Bay, Wi
- I••••••••• F•••••••• G••••• L•• to T• A••••••••• I•••left Oct 1, 2021, registered Feb 27, 2018 (-1312 days) · Other
- T• A••••••••• I••• to A••• A•••••••• L••left Feb 28, 2018, registered Jan 1, 2025 (2499 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to I••••••••• F•••••••• G••••• L••left Feb 28, 2018, registered Feb 26, 2018 (-2 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- N•••••• W••••• M••••••••• to S•••••••• I••••••••• M•••••••••left Dec 12, 2016, registered Jan 25, 2017 (44 days) · Other
- S•• I••••••••• I••• to N•••••• W••••• M•••••••••left Oct 31, 2016, registered Aug 8, 2016 (-84 days) · Other
- I••••• F•••••••• C••••••••• to S•• I••••••••• I•••left May 20, 2016, registered May 18, 2016 (-2 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address