DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Invest Financial Corporation

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Invest Financial Corporation no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Appleton, Wi	Other	Apr 24, 2018
2	Invest Financial Corporation no RAUM	Raymond James & Associates, Inc. national BD	Appleton, Wi	Other	Apr 24, 2018
2	Invest Financial Corporation no RAUM	LPL Financial LLC independent RIA	Appleton, Wi	Other	Apr 24, 2018
2	Invest Financial Corporation no RAUM	Morgan Stanley wirehouse	Appleton, Wi	Other	Apr 24, 2018
2	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Appleton, Wi	Other	Mar 19, 2018
3	Invest Financial Corporation other	Private Advisor Group, LLC other	Appleton, Wi	Other	Feb 20, 2018
3	Invest Financial Corporation other	Alliance Financial no RAUM	Appleton, Wi	Other	Feb 16, 2018 over 4 d
2	Invest Financial Corporation other	Collaborative Wealth other	Appleton, Wi	Other	Feb 15, 2018
8	Invest Financial Corporation other	Fortis Group Advisors LLC no RAUM	Appleton, Wi	Other	Feb 14, 2018 over 6 d
4	Invest Financial Corporation other	Brass Tax Wealth Management independent RIA	Appleton, Wi	Other	Feb 14, 2018 over 7 d
3	Invest Financial Corporation other	Cg Advisory Services other	Appleton, Wi	Other	Feb 14, 2018 over 6 d
3	Invest Financial Corporation other	Rfg Wealth Advisory independent RIA	Lantana, Tx +1	Other	Feb 14, 2018
2	Invest Financial Corporation other	Proactive Wealth Strategies, LLC no RAUM	Appleton, Wi	Other	Feb 14, 2018 over 6 d
2	Invest Financial Corporation other	Jacqueline L. Powell & Associates, Inc. unclassified	Appleton, Wi	Other	Feb 14, 2018 over 6 d
2	Invest Financial Corporation other	Executive Wealth Management, LLC other	Williamston, Mi +1	Other	Feb 14, 2018
2	Invest Financial Corporation other	Blue Water Asset Management other	Appleton, Wi	Other	Feb 14, 2018 over 6 d
2	Invest Financial Corporation other	The Private Client Advisory Group, LLC no RAUM	Appleton, Wi	Other	Feb 14, 2018 over 2 d
2	Invest Financial Corporation other	Alliance Financial no RAUM	Wyomissing, Pa +1	Other	Feb 14, 2018
2	Invest Financial Corporation other	Money Concepts Advisory Service other	Miami, Fl	Other	Feb 13, 2018
6	Invest Financial Corporation other	Cetera Investment Advisers LLC other	Hickory Hills, Il +4	Other	Jan 8, 2018
2	Invest Financial Corporation other	Natcity Investments, Inc. unclassified	Naperville, Il +1	Other	Jan 8, 2018
2	Invest Financial Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hazleton, Pa +1	Other	Jan 8, 2018
2	Invest Financial Corporation other	Cetera Investment Advisers LLC other	Wichita, Ks	Other	Dec 31, 2017
2	Invest Financial Corporation other	Cetera Investment Advisers LLC other	Windsor, Mo +1	Other	Dec 31, 2017 over 10 d
2	Invest Financial Corporation other	Osaic Institutions, Inc. other	Atchison, Ks +1	Other	Dec 31, 2017
2	Invest Financial Corporation other	Osaic Institutions, Inc. other	Appleton, Wi	Other	Dec 31, 2017
5	Invest Financial Corporation other	Securities America Advisors, Inc. other	Worthington, Oh	Other	Dec 18, 2017 over 1 d
2	Invest Financial Corporation other	Lasalle St. Investment Advisors, L.L.C. other	Corbin, Ky +1	Other	Dec 15, 2017
2	Invest Financial Corporation other	Sorrento Pacific Financial, LLC BD affiliated	Des Moines, Ia	Other	Dec 15, 2017
7	Invest Financial Corporation other	Cetera Investment Advisers LLC other	Long Branch, Nj +6	Other	Dec 6, 2017
2	Invest Financial Corporation other	Securities America Advisors, Inc. other	Federal Way, Wa +1	Other	Dec 5, 2017
2	Invest Financial Corporation other	Cambridge Investment Research Advisors, Inc. other	Myrtle Beach, Sc +1	Other	Dec 5, 2017
8	Invest Financial Corporation other	Securities America Advisors, Inc. other	Rochester, Ny +4	Other	Dec 4, 2017 over 2 d
4	Invest Financial Corporation other	Securities America Advisors, Inc. other	E Lansing, Mi +1	Other	Dec 4, 2017 over 1 d
2	Invest Financial Corporation other	Securities America Advisors, Inc. other	Appleton, Wi	Other	Dec 4, 2017
3	Invest Financial Corporation other	Ic Advisory Services, Inc. other	Amherst, Ny	Other	Nov 28, 2017 over 8 d
4	Invest Financial Corporation other	Cambridge Investment Research Advisors, Inc. other	Winchester, Va +2	Other	Nov 21, 2017 over 24 d
3	Invest Financial Corporation other	Cetera Investment Advisers LLC other	Puyallup, Wa +2	Other	Nov 21, 2017 over 1 d
2	Invest Financial Corporation other	Osaic Wealth, Inc. BD affiliated	Shreveport, La	Other	Nov 21, 2017 over 1 d
2	Invest Financial Corporation other	Securities America Advisors, Inc. other	Plymouth, Ma +1	Other	Nov 20, 2017 over 1 d
2	Invest Financial Corporation other	USA Financial Securities LLC other	Sun City West, Az	Other	Nov 17, 2017 over 4 d
11	Invest Financial Corporation other	LPL Financial LLC independent RIA	Winter Park, Fl +6	Other	Nov 16, 2017
2	Invest Financial Corporation other	Securities America Advisors, Inc. other	Prosper, Tx +1	Other	Nov 2, 2017 over 4 d
7	Invest Financial Corporation other	Cambridge Investment Research Advisors, Inc. other	Ivanhoe, Mn +5	Other	Nov 1, 2017
2	Invest Financial Corporation other	United Planners' Financial Services Of America A Limited Partner other	Monroe, Ny	Other	Oct 27, 2017
2	Invest Financial Corporation other	Cedar Spring Advisors, LLC independent RIA	East Petersburg, Pa +1	Other	Oct 23, 2017
2	Invest Financial Corporation other	LPL Financial LLC other	Oak Ridge, Tn +1	Other	Oct 18, 2017
10	Invest Financial Corporation other	Cambridge Investment Research Advisors, Inc. other	Cincinnati, Oh +2	Other	Oct 17, 2017 over 17 d
2	Invest Financial Corporation other	Raymond James & Associates, Inc. national BD	Appleton, Wi	Other	Oct 16, 2017 over 3 d
5	Invest Financial Corporation other	Commonwealth Financial Network national BD	Albuquerque, Nm	Other	Aug 2, 2017 over 1 d
7	Invest Financial Corporation other	Executive Wealth Management, LLC other	Brighton, Mi +4	Other	Jun 2, 2017 over 18 d
3	Invest Financial Corporation other	Osaic Fs, Inc. other	New Britain, Ct	Other	May 26, 2017 over 4 d
2	Invest Financial Corporation other	Raymond James Financial Services Advisors, Inc other	Cleveland, Tn	Other	Feb 23, 2017 over 5 d
3	Invest Financial Corporation other	Raymond James Financial Services Advisors, Inc other	Lewiston, Me +1	Other	Feb 16, 2017 over 5 d
2	Invest Financial Corporation other	Addicus Advisory, LLC independent RIA	Jackson, Ms +1	Other	Dec 6, 2016 over 1 d
2	Invest Financial Corporation other	Focus Financial other	Belle Plaine, Mn +1	Other	Nov 17, 2016
3	Invest Financial Corporation other	Bb&T Securities, LLC other	Powder Springs, Ga +2	Other	Sep 2, 2016
2	Invest Financial Corporation other	Executive Wealth Management, LLC other	Bloomfield Hills, Mi	Other	Aug 24, 2016
2	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Burlington, Ia	Other	Apr 26, 2016 over 3 d
3	Invest Financial Corporation other	Founders Financial Alliance, LLC other	Wilmington, Nc	Other	Mar 1, 2016 over 1 d

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72 teams match.derived from registration dates