DFX Intelligence
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Team lift-out
2 advisors left S•••••••• F••••••••• I••• for M•• S••••••••• L••
BD affiliatedtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jacob Daly | San Diego, Ca | Jun 11, 2018 | May 10, 2018 |
| Erik Pflaum | San Diego, Ca | Jun 18, 2018 | May 23, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jun 11, 2018 to Jun 18, 2018
- Registered next
- May 10, 2018 to May 23, 2018
- Branch state
- CA
- Cities
- 1, most in San Diego, Ca
- Registered there that day
- 845 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape