RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• P•••••
- M•• S••••••••• L•• no RAUM currentsince May 23, 2018 · San Diego, Ca
- S•••••••• F••••••••• I••• formerJun 20, 2018 to Jul 6, 2018 · San Diego, Ca
- S•••••••• F••••••••• I••• formerOct 12, 2017 to Jun 18, 2018 · San Diego, Ca
- S••••••• I••••••••• A•••••••• I••• otherNov 9, 2012 to Dec 21, 2015 · Portland, Or
- S•••••••• F••••••••• I••• to no registered destinationleft Jul 6, 2018 · Departure, no registered destination
- S•••••••• F••••••••• I••• to M•• S••••••••• L••left Jun 18, 2018, registered May 23, 2018 (-26 days) · Other · moved with a team
- S••••••• I••••••••• A•••••••• I••• to S•••••••• F••••••••• I•••left Dec 21, 2015, registered Oct 12, 2017 (661 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address