DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jacob Daly
Feed of 09/14/2026
Also filed as Jake Eugene Daly
At current firm
6 y
since Jul 24, 2020
In the industry
14 y
since Feb 21, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newfront Retirement Services, Inc. institutional currentsince Jul 24, 2020 · San Mateo, Ca
- Empower Advisory Group, LLC BD affiliatedJan 7, 2019 to Jul 7, 2020 · San Diego, Ca
- Sagepoint Financial, Inc. formerJun 20, 2018 to Jan 8, 2019 · San Diego, Ca
- Mma Securities LLC no RAUMMay 10, 2018 to Jan 3, 2019 · San Diego, Ca
- Sagepoint Financial, Inc. formerJun 25, 2015 to Jun 11, 2018 · San Diego, Ca
- Foresters Advisory Services, LLC formerJul 22, 2014 to May 18, 2015 · San Diego, Ca
- J.P. Morgan Securities LLC wirehouseFeb 28, 2014 to Jul 2, 2014 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Empower Advisory Group, LLC to Newfront Retirement Services, Inc.left Jul 7, 2020, registered Jul 24, 2020 (17 days) · Other
- Sagepoint Financial, Inc. to Empower Advisory Group, LLCleft Jan 8, 2019, registered Jan 7, 2019 (-1 days) · Other
- Mma Securities LLC to Sagepoint Financial, Inc.left Jan 3, 2019, registered Jun 20, 2018 (-197 days) · Other
- Sagepoint Financial, Inc. to Mma Securities LLCleft Jun 11, 2018, registered May 10, 2018 (-32 days) · Other · moved with a team
- Foresters Advisory Services, LLC to Sagepoint Financial, Inc.left May 18, 2015, registered Jun 25, 2015 (38 days) · Other
- J.P. Morgan Securities LLC to Foresters Advisory Services, LLCleft Jul 2, 2014, registered Jul 22, 2014 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address